Filing Details
- Accession Number:
- 0001213184-13-000032
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-03-15 17:08:03
- Reporting Period:
- 2013-03-13
- Filing Date:
- 2013-03-15
- Accepted Time:
- 2013-03-15 17:08:03
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 225263 | Newport Corp | NEWP | Laboratory Apparatus & Furniture (3821) | 940849175 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1227854 | T Michael Neill O | 1791 Deere Avenue Irvine CA 92606 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-03-13 | 12,000 | $11.69 | 26,044 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-03-13 | 12,000 | $16.50 | 14,044 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2013-03-13 | 12,000 | $0.00 | 12,000 | $11.29 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2013-04-08 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 48,470 | Indirect | Held in family trust |
| Common Stock | 9,623 | Indirect | Held in Deferred Compensation Plan |
Footnotes
- Reflects the weighted-average sale price for an aggregate of 12,000 shares sold in multiple transactions at prices ranging from $16.30 to $16.60 per share. Reporting person undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Shares are held by reporting person as trustee of a family trust.
- 9,623 restricted stock units are held in issuer's Deferred Compensation Plan for the benefit of reporting person.
- Option became fully vested on April 9, 2007.
Billionaire Hedge Funds
