Filing Details
- Accession Number:
- 0001144204-13-015405
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-03-15 15:33:06
- Reporting Period:
- 2013-03-14
- Filing Date:
- 2013-03-15
- Accepted Time:
- 2013-03-15 15:33:06
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1499912 | Fxcm Inc. | FXCM | Security & Commodity Brokers, Dealers, Exchanges & Services (6200) | 273268672 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1504907 | William Ahdout | C/O Fxcm Inc. 55 Water St. New York NY 10041 | Chief Dealer And Managing Dir. | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2013-03-14 | 1,200 | $0.00 | 1,200 | No | 4 | C | Direct | |
Class A Common Stock | Disposition | 2013-03-14 | 1,200 | $14.30 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Units of FXCM Holdings LLC | Disposition | 2013-03-14 | 1,200 | $0.00 | 1,200 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
2,996,699 | No | 4 | C | Direct |
Footnotes
- Pursuant to the terms of an exchange agreement, as of December 7, 2011, units of FXCM Holdings LLC are exchangeable for shares of Class A common stock of FXCM Inc. on a one-for-one basis.
- Shares of Class A common stock sold pursuant to a trading program under Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.