Filing Details
- Accession Number:
- 0001235110-13-000076
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2013-03-15 15:07:51
- Reporting Period:
- 2012-03-01
- Filing Date:
- 2013-03-15
- Accepted Time:
- 2013-03-15 15:07:51
- Original Submission Date:
- 2012-03-05
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
835011 | Mgp Ingredients Inc | MGPI | Grain Mill Products (2040) | 480531200 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1258276 | M Randy Schrick | C/O Mgp Ingredients, Inc. 100 Commercial Street Atchison KS 66002 | Vp Engineering | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2012-08-14 | 10,203 | $0.00 | 92,726 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | Acquisiton | 2012-03-01 | 8,250 | $0.00 | 8,250 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
8,250 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 54,224 | Indirect | By Trust |
Common Stock | 44,025 | Indirect | By IRA |
Common Stock | 1,752 | Indirect | by Spouse's Trust |
Common Stock | 1,236 | Indirect | By ESPP |
Footnotes
- 4,703 shares sold at $3.40/share; 4,500 shares sold at $3.35/share; 1,000 shares sold at $3.30/share. This transaction was incorrectly reported in a Form 4 filed on August 16, 2012.
- On March 5, 2012, a Form 4 was filed for the reporting person disclosing a grant of 8,250 shares of common stock on March 1, 2012. This grant in fact never occurred. Instead, the reporting person was granted an award of 8,250 restricted stock units (RSUs), as disclosed in the Form 4/A filed on December 7, 2012. The reporting person's direct beneficial ownership was also incorrectly reported in the Form 4s filed on March 5 and August 16, 2012.
- Each RSU represents a contingent right to receive one share of the issuer's common stock.
- The RSUs will vest on March 1, 2017 and the shares will be valued at the closing market price on that date and delivered to the reporting person.