Filing Details
- Accession Number:
- 0001225208-13-007758
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-03-15 14:42:48
- Reporting Period:
- 2013-03-14
- Filing Date:
- 2013-03-15
- Accepted Time:
- 2013-03-15 14:42:48
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 62996 | Masco Corp | MAS | Millwood, Veneer, Plywood, & Structural Wood Members (2430) | 381794485 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1554872 | Jai Shah | 21001 Van Born Road Taylor MI 48180 | Vp - Chief Hr Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-03-14 | 48,000 | $8.03 | 175,571 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-03-14 | 18,906 | $20.35 | 156,665 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-03-14 | 21,200 | $20.46 | 135,465 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-03-14 | 29,094 | $20.35 | 106,371 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option | Disposition | 2013-03-14 | 48,000 | $0.00 | 48,000 | $8.03 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 12,000 | 2019-02-09 | No | 4 | M | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.3301 to $20.3650, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.46 to $20.47, inclusive. The reporting person undertakes to provide to Masco Corporation, any security holder of Masco Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.
- This option, representing a right to purchase 60,000 shares, is exercisable in five equal annual installments of 12,000 shares commencing February 9, 2010.
- Grant of option under Masco Corporation 2005 Long Term Stock Incentive Plan, as amended, in transactions exempt under Rule 16b-3.
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