Filing Details
- Accession Number:
- 0000089800-13-000051
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-03-15 13:38:42
- Reporting Period:
- 2013-03-13
- Filing Date:
- 2013-03-15
- Accepted Time:
- 2013-03-15 13:38:42
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 89800 | Sherwin Williams Co | SHW | Retail-Building Materials, Hardware, Garden Supply (5200) | 340526850 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1203508 | E Thomas Hopkins | 101 West Prospect Avenue Cleveland OH 44115 | Sr. Vp-Human Resources | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-03-13 | 19,419 | $63.25 | 46,136 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-03-13 | 19,419 | $168.16 | 26,717 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2013-03-13 | 7,000 | $0.00 | 7,000 | $63.25 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2013-03-13 | 7,000 | $0.00 | 7,000 | $63.25 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2013-03-13 | 5,419 | $0.00 | 5,419 | $63.25 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2010-10-15 | 2019-10-14 | No | 4 | M | Direct |
| 0 | 2011-10-15 | 2019-10-14 | No | 4 | M | Direct |
| 0 | 2012-10-15 | 2019-10-14 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 30,768 | Indirect | Stock Plan |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $167.94 to $168.51 inclusive. The Reporting Person undertakes to provide to The Sherwin-Williams Company, any security holder of The Sherwin-Williams Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
- Of shares listed, 14,310 are restricted.
- Represents the approximate number of shares of common stock for which the Reporting Person has the right to direct the vote under The Sherwin-Williams Company Employee Stock Purchase and Savings Plan per the trustee's 12/31/12 statement. Shares of common stock are not directly allocated to the Plan participants, but are instead held in a unitized fund consisting primarily of common stock and a small percentage of short-term investments. Participants acquire units of this fund.
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