Filing Details

Accession Number:
0000874015-13-000041
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-03-14 21:00:42
Reporting Period:
2013-03-13
Filing Date:
2013-03-14
Accepted Time:
2013-03-14 21:00:42
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
874015 Isis Pharmaceuticals Inc ISIS Pharmaceutical Preparations (2834) 330336973
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1206369 Iii Joseph Klein C/O Isis Pharmaceuticals, Inc.
2855 Gazelle Court
Carlsbad CA 92010
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-03-13 268 $5.93 368 No 4 M Indirect By Son
Common Stock Disposition 2013-03-13 268 $18.01 100 No 4 S Indirect By Son
Common Stock Acquisiton 2013-03-13 6,666 $5.17 6,766 No 4 M Indirect By Son
Common Stock Disposition 2013-03-13 6,666 $18.01 100 No 4 S Indirect By Son
Common Stock Acquisiton 2013-03-13 266 $5.93 266 No 4 M Indirect By Daughter
Common Stock Disposition 2013-03-13 266 $18.01 0 No 4 S Indirect By Daughter
Common Stock Acquisiton 2013-03-13 6,667 $5.17 6,667 No 4 M Indirect By Daughter
Common Stock Disposition 2013-03-13 6,667 $18.01 0 No 4 S Indirect By Daughter
Common Stock Acquisiton 2013-03-13 266 $5.93 266 No 4 M Indirect By Son
Common Stock Disposition 2013-03-13 266 $18.01 0 No 4 S Indirect By Son
Common Stock Acquisiton 2013-03-13 6,667 $5.17 6,667 No 4 M Indirect By Son
Common Stock Disposition 2013-03-13 6,667 $18.01 0 No 4 S Indirect By Son
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Indirect By Son
No 4 S Indirect By Son
No 4 M Indirect By Son
No 4 S Indirect By Son
No 4 M Indirect By Daughter
No 4 S Indirect By Daughter
No 4 M Indirect By Daughter
No 4 S Indirect By Daughter
No 4 M Indirect By Son
No 4 S Indirect By Son
No 4 M Indirect By Son
No 4 S Indirect By Son
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Director Stock Option (right to buy) Disposition 2013-03-13 268 $0.00 268 $5.93
Common Stock Director Stock Option (right to buy) Disposition 2013-03-13 6,666 $0.00 6,666 $5.17
Common Stock Director Stock Option (right to buy) Disposition 2013-03-13 266 $0.00 266 $5.93
Common Stock Director Stock Option (right to buy) Disposition 2013-03-13 6,667 $0.00 6,667 $5.17
Common Stock Director Stock Option (right to buy) Disposition 2013-03-13 266 $0.00 266 $5.93
Common Stock Director Stock Option (right to buy) Disposition 2013-03-13 6,667 $0.00 6,667 $5.17
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
3,899 2010-07-03 2016-07-02 No 4 M Indirect
0 2009-12-13 2015-12-12 No 4 M Indirect
3,900 2010-07-03 2016-07-02 No 4 M Indirect
0 2009-12-13 2015-12-12 No 4 M Indirect
3,901 2010-07-03 2016-07-02 No 4 M Indirect
0 2009-12-13 2015-12-12 No 4 M Indirect
Footnotes
  1. Acquired as a result of exercising a stock option pursuant to a Rule 10b5-1 Trading Plan. The purchase and sale reported on this Form 4 was effective pursuant to a Rule 10b5-1 Trading Plan adopted by the reporting person on 11/15/2012.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.00 to $18.03, inclusive. The reporting person undertakes to provide to Isis Pharmaceuticals, Inc., any security holder of Isis Pharmaceuticals, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) on this Form 4.