Filing Details
- Accession Number:
- 0001019687-13-000846
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-03-14 20:44:43
- Reporting Period:
- 2013-03-12
- Filing Date:
- 2013-03-14
- Accepted Time:
- 2013-03-14 20:44:43
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1355790 | International Stem Cell Corp | ISCO.OB | Pharmaceutical Preparations (2834) | 204494098 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1447708 | Andrey Semechkin | C/O International Stem Cell Corporation 5950 Priestly Drive Carlsbad CA 92008 | Chief Executive Officer | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-03-12 | 500,000 | $0.20 | 12,537,800 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Common Stock Warrant (Right to Buy) | Acquisiton | 2013-03-12 | 250,000 | $0.00 | 250,000 | $0.20 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
250,000 | 2013-03-12 | 2018-03-12 | No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 8,000,000 | Indirect | By Corporation |
Footnotes
- Common Stock is owned by X-Master, Inc., a New Hampshire Corporation of which the reporting person is a director and the sole shareholder.