Filing Details
- Accession Number:
- 0001181431-13-017059
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-03-14 19:56:35
- Reporting Period:
- 2012-07-13
- Filing Date:
- 2013-03-14
- Accepted Time:
- 2013-03-14 19:56:35
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
14693 | Brown Forman Corp | BFA, BFB | Beverages (2080) | 610143150 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1197231 | Brown Dace Stubbs | 850 Dixie Highway Louisville KY 40210 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common | Acquisiton | 2012-07-13 | 4,414 | $62.75 | 4,414 | No | 4 | P | Indirect | By spouse |
Class A Common | Disposition | 2012-07-13 | 4,414 | $0.00 | 0 | No | 4 | G | Indirect | By spouse |
Class A Common | Acquisiton | 2012-07-13 | 4,414 | $0.00 | 101,410 | No | 4 | G | Direct | |
Class B Common | Acquisiton | 2012-07-13 | 2,757 | $64.34 | 2,757 | No | 4 | P | Indirect | By spouse |
Class B Common | Disposition | 2012-07-13 | 2,757 | $0.00 | 0 | No | 4 | G | Indirect | By spouse |
Class B Common | Acquisiton | 2012-07-13 | 2,757 | $0.00 | 309,709 | No | 4 | G | Direct | |
Class B Common | Disposition | 2013-01-31 | 7,679 | $0.00 | 302,030 | No | 4 | G | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By spouse |
No | 4 | G | Indirect | By spouse |
No | 4 | G | Direct | |
No | 4 | P | Indirect | By spouse |
No | 4 | G | Indirect | By spouse |
No | 4 | G | Direct | |
No | 4 | G | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common | 235,495 | Indirect | SMPL 2012 Partnership |
Class A Common | 2,379 | Indirect | Albrecht Trust |
Class A Common | 1,759 | Indirect | GGB Trust |
Class A Common | 3,882,267 | Indirect | Log House 2011 LP |
Class B Common | 175,000 | Indirect | WKS Partnership |
Class B Common | 577,566 | Indirect | Log House 2011 LP |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class B Common | Non-Qualified Stock Option (right to buy) | $18.94 | 2003-05-01 | 2013-04-30 | 6,253 | 6,253 | Direct |
Class B Common | Non-Qualified Stock Option (right to buy) | $22.49 | 2004-07-22 | 2014-04-30 | 4,867 | 4,867 | Direct |
Class B Common | Stock Appreciation Rights | $28.58 | 2005-07-28 | 2015-04-30 | 5,658 | 5,658 | Direct |
Class B Common | Stock Appreciation Rights | $34.95 | 2006-07-27 | 2006-04-30 | 4,819 | 4,819 | Direct |
Class B Common | Stock Appreciation Rights | $33.76 | 2007-07-26 | 2017-04-30 | 5,987 | 5,987 | Direct |
Class B Common | Stock Appreciation Rights | $35.51 | 2008-07-24 | 2018-04-30 | 5,495 | 5,495 | Direct |
Class B Common | Stock Appreciation Rights | $27.05 | 2009-07-23 | 2019-04-30 | 6,752 | 6,752 | Direct |
Class B Common | Deferred Stock Units | $0.00 | 3,307 | 3,307 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2013-04-30 | 6,253 | 6,253 | Direct |
2014-04-30 | 4,867 | 4,867 | Direct |
2015-04-30 | 5,658 | 5,658 | Direct |
2006-04-30 | 4,819 | 4,819 | Direct |
2017-04-30 | 5,987 | 5,987 | Direct |
2018-04-30 | 5,495 | 5,495 | Direct |
2019-04-30 | 6,752 | 6,752 | Direct |
3,307 | 3,307 | Direct |
Footnotes
- Number of shares has been adjusted to reflect the issuer's August 2012 stock split.
- Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program each DSU represents the right to receive one share of the Company's Class B common stock.
- Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in class B common stock on the first February 1 that is at least six months following the Director's termination from Board service.