Filing Details
- Accession Number:
- 0001228379-13-000023
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-03-14 18:46:38
- Reporting Period:
- 2013-03-13
- Filing Date:
- 2013-03-14
- Accepted Time:
- 2013-03-14 18:46:38
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1032208 | Sempra Energy | SRE | Gas & Other Services Combined (4932) | 330732627 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1205099 | Javade Chaudhri | 101 Ash St. San Diego CA 92101 | Executive Vp & General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2013-03-13 | 25,000 | $78.45 | 3,066 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-03-13 | 5,975 | $43.75 | 9,041 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-03-13 | 5,975 | $78.45 | 3,066 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-03-13 | 13,575 | $55.90 | 16,641 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-03-13 | 13,575 | $78.45 | 3,066 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-03-13 | 19,300 | $56.77 | 22,366 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-03-13 | 19,300 | $78.50 | 3,066 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (1/2/2009 - 23,900 shares) | Disposition | 2013-03-13 | 5,975 | $0.00 | 5,975 | $43.75 |
| Common Stock | Employee Stock Option (1/4/2010 - 18,100 shares) | Disposition | 2013-03-13 | 13,575 | $0.00 | 13,575 | $55.90 |
| Common Stock | Employee Stock Option (1/3/2007 - 19,300 shares) | Disposition | 2013-03-13 | 19,300 | $0.00 | 19,300 | $56.77 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | M | Direct | ||
| 4,525 | No | 4 | M | Direct | ||
| 0 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,340 | Indirect | 401(k) savings plan 03/12/2013 |
Footnotes
- Sold in accordance with a written instruction and plan for trading securities pursuant to Rule 10b5-1(c) under the Securities Exchange Act of 1934.
- Employee stock options to purchase Sempra Energy Common Stock granted on the date and as to the original number of shares indicated parenthetically. Exercisable in cumulative installments as to one-fourth of the original grant on each of the first four anniversaries of the original grant date. Expire ten years from original grant date or following earlier termination of employment.
- Not applicable.
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