Filing Details
- Accession Number:
- 0001181431-13-016990
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-03-14 17:16:01
- Reporting Period:
- 2013-03-12
- Filing Date:
- 2013-03-14
- Accepted Time:
- 2013-03-14 17:16:01
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1013857 | Pegasystems Inc | PEGA | Services-Computer Processing & Data Preparation (7374) | 042787865 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1018113 | F Steven Kaplan | C/O Pegasystems Inc. 1 Rogers Street Cambridge MA 02142 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-03-12 | 10,000 | $4.13 | 35,822 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-03-12 | 1,451 | $28.44 | 34,371 | No | 4 | F | Direct | |
Common Stock | Disposition | 2013-03-12 | 8,549 | $28.31 | 25,822 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option - Right to Acquire | Disposition | 2013-03-12 | 10,000 | $0.00 | 10,000 | $4.13 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2003-04-17 | 2013-04-17 | No | 4 | M | Direct |
Footnotes
- Represents the exercise price of the Stock Option referenced in Table II, which was paid by way of the withholding by the Company of shares with a value equal to the exercise price.
- Represents the weighted average of sale prices on 3/12/2013, ranging from $28.22 to $28.44.
- All options vest immediately.