Filing Details
- Accession Number:
- 0001179110-13-005137
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-03-14 17:03:14
- Reporting Period:
- 2013-03-12
- Filing Date:
- 2013-03-14
- Accepted Time:
- 2013-03-14 17:03:14
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
795212 | Trans World Entertainment Corp | TWMC | Retail-Record & Prerecorded Tape Stores (5735) | 141541629 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1491624 | Michael Honeyman | 38 Corporate Circle Albany NY 12203 | Former Coo And President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $.01 Per Share | Acquisiton | 2013-03-12 | 200 | $2.11 | 20,200 | No | 4 | M | Direct | |
Common Stock, Par Value $.01 Per Share | Disposition | 2013-03-12 | 200 | $3.71 | 20,000 | No | 4 | S | Direct | |
Common Stock, Par Value $.01 Per Share | Acquisiton | 2013-03-13 | 5,499 | $2.11 | 25,499 | No | 4 | M | Direct | |
Common Stock, Par Value $.01 Per Share | Disposition | 2013-03-13 | 5,499 | $3.67 | 20,000 | No | 4 | S | Direct | |
Common Stock, Par Value $.01 Per Share | Acquisiton | 2013-03-14 | 61,355 | $2.11 | 81,355 | No | 4 | M | Direct | |
Common Stock, Par Value $.01 Per Share | Disposition | 2013-03-14 | 61,355 | $3.60 | 20,000 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 Per Share | Employee Stock Option (Right to Buy) | Acquisiton | 2013-03-12 | 200 | $2.11 | 200 | $2.11 |
Common Stock, Par Value $.01 Per Share | Employee Stock Option (Right to Buy) | Acquisiton | 2013-03-13 | 5,499 | $2.11 | 5,499 | $2.11 |
Common Stock, Par Value $0.01 Per Share | Employee Stock Option (Right to Buy)1 | Acquisiton | 2013-03-14 | 61,355 | $2.11 | 61,355 | $2.11 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
88,326 | 2012-05-06 | 2013-04-23 | No | 4 | M | Direct |
82,827 | 2012-05-06 | 2013-04-23 | No | 4 | M | Direct |
21,472 | 2012-05-06 | 2013-04-23 | No | 4 | M | Direct |
Footnotes
- All of the transaction listed above are pursuant to equity plans qualified under Rule 16b-3 and exempt from Section 16(b)of the Securities Exchange Act.