Filing Details
- Accession Number:
- 0001181431-13-016959
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-03-14 16:42:03
- Reporting Period:
- 2013-03-04
- Filing Date:
- 2013-03-14
- Accepted Time:
- 2013-03-14 16:42:03
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1418862 | Kior Inc | KIOR | Industrial Organic Chemicals (2860) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1523809 | Fred Cannon | 13001 Bay Park Road Pasadena TX 77057 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2013-03-04 | 9,402 | $5.46 | 294,027 | No | 4 | S | Direct | |
Class A Common Stock | Acquisiton | 2013-03-09 | 80,833 | $0.00 | 374,860 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2013-03-12 | 22,894 | $5.80 | 351,966 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Restricted Stock Units | Disposition | 2013-03-09 | 80,833 | $0.00 | 80,833 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
161,667 | No | 4 | M | Direct |
Footnotes
- These sales were effected to satisfy the reporting person's federal income tax obligations with respect to the vesting of equity awards.
- This price is a weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4. These shares were sold in multiple transactions at prices ranging from $5.451 to $5.502 inclusive.
- Represents the conversion, upon vesting, of the restricted stock units reported on Table II into Class A Common Stock. On March 9, 2012, the reporting person received 242,500 restricted stock units, of which 1/3, or 80,833 units, vested on March 9, 2013.
- These sales were effected to satisfy the reporting person's federal income tax obligations with respect to the vesting of the restricted stock units reported on Table II.
- This price is a weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4. These shares were sold in multiple transactions at prices ranging from $5.7127 to $5.88, inclusive.
- Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock of the issuer.
- The reporting person previously reported the award of 242,500 restricted stock units on its Form 4 filed on March 13, 2012. One-third of the restricted stock units reported in the March 13, 2012 Form 4 vested on March 9, 2013, and the remaining two-thirds will vest in two equal installments on March 9, 2014 and March 9, 2015.