Filing Details
- Accession Number:
- 0001209191-13-016551
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-03-14 16:38:13
- Reporting Period:
- 2013-03-13
- Filing Date:
- 2013-03-14
- Accepted Time:
- 2013-03-14 16:38:13
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1050550 | Volterra Semiconductor Corp | VLTR | Semiconductors & Related Devices (3674) | 943251865 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1294487 | William Numann | C/O Volterra Semiconductor Corporation 47467 Fremont Blvd. Fremont CA 94538 | Svp Servers & Storage & Comm | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-03-13 | 2,922 | $13.45 | 4,634 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-03-13 | 2,922 | $15.01 | 1,712 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-03-14 | 7,078 | $13.45 | 8,790 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-03-14 | 7,078 | $15.00 | 1,712 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2013-03-13 | 2,922 | $0.00 | 2,922 | $13.45 |
| Common Stock | Stock Option (right to buy) | Disposition | 2013-03-14 | 7,078 | $0.00 | 7,078 | $13.45 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 57,078 | 2014-02-01 | No | 4 | M | Direct | |
| 50,000 | 2014-02-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 43,910 | Indirect | Held in Trust |
Footnotes
- Held by the Numann Revocable Trust, of which the reporting person is a co-trustee.
- Shares subject to the option vest and become exercisable as follows: 1/4 of the total shares vest on the anniversary of the grant date, and 1/16 of the total shares vest at the end of each subsequent 3-month period.
Billionaire Hedge Funds
