Filing Details
- Accession Number:
- 0001127602-13-010782
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-03-14 15:44:27
- Reporting Period:
- 2013-03-12
- Filing Date:
- 2013-03-14
- Accepted Time:
- 2013-03-14 15:44:27
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
7332 | Southwestern Energy Co | SWN | Crude Petroleum & Natural Gas (1311) | 710205415 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1103813 | D Gregory Kerley | Suite 125 2350 N. Sam Houston Parkway East Houston TX 77032 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-03-12 | 19,391 | $20.34 | 352,991 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-03-12 | 19,391 | $37.69 | 333,600 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-03-12 | 135,750 | $37.72 | 14,000 | No | 4 | S | Indirect | by Charitable Remainder Trust #3; Greg D. Kerley, Trustee |
Common Stock | Disposition | 2013-03-13 | 14,000 | $37.82 | 0 | No | 4 | S | Indirect | by Charitable Remainder Trust #3; Greg D. Kerley, Trustee |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Indirect | by Charitable Remainder Trust #3; Greg D. Kerley, Trustee |
No | 4 | S | Indirect | by Charitable Remainder Trust #3; Greg D. Kerley, Trustee |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options (Right to Buy) | Disposition | 2013-03-12 | 19,391 | $0.00 | 19,391 | $20.34 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
19,391 | 2007-12-11 | 2013-12-11 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 25,727 | Indirect | By 401(k) Plan |
Common Stock | 1,994 | Indirect | By JGH Irrevocable Trust; Greg D. Kerley, Grantor |
Common Stock | 150,000 | Indirect | by KEH Irrevocable Trust; Greg D. Kerley, Grantor |
Common Stock | 151,475 | Indirect | By PAK Irrevocable Trust; Greg D. Kerley, Grantor |
Common Stock | 1,475 | Indirect | By TMH Irrevocable Trust; Greg D. Kerley, Grantor |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $37.64 to $37.76. The price reported above in Column 4 reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon written request, to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.
- Since the date of the reporting person's last ownership report, 394,122 shares of SWN common stock were transferred to his ex-wife pursuant to a domestic relations order. The reporting person no longer reports as beneficially owned any securities owned by his former spouse.
- This transaction was executed in multiple trades at prices ranging from $37.60 to $37.84. The price reported above in Column 4 reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon written request, to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.
- This transaction was executed in multiple trades at prices ranging from $37.70 to $37.91. The price reported above in Column 4 reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon written request, to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.