Filing Details

Accession Number:
0001127602-13-010782
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-03-14 15:44:27
Reporting Period:
2013-03-12
Filing Date:
2013-03-14
Accepted Time:
2013-03-14 15:44:27
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
7332 Southwestern Energy Co SWN Crude Petroleum & Natural Gas (1311) 710205415
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1103813 D Gregory Kerley Suite 125
2350 N. Sam Houston Parkway East
Houston TX 77032
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-03-12 19,391 $20.34 352,991 No 4 M Direct
Common Stock Disposition 2013-03-12 19,391 $37.69 333,600 No 4 S Direct
Common Stock Disposition 2013-03-12 135,750 $37.72 14,000 No 4 S Indirect by Charitable Remainder Trust #3; Greg D. Kerley, Trustee
Common Stock Disposition 2013-03-13 14,000 $37.82 0 No 4 S Indirect by Charitable Remainder Trust #3; Greg D. Kerley, Trustee
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Indirect by Charitable Remainder Trust #3; Greg D. Kerley, Trustee
No 4 S Indirect by Charitable Remainder Trust #3; Greg D. Kerley, Trustee
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options (Right to Buy) Disposition 2013-03-12 19,391 $0.00 19,391 $20.34
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
19,391 2007-12-11 2013-12-11 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 25,727 Indirect By 401(k) Plan
Common Stock 1,994 Indirect By JGH Irrevocable Trust; Greg D. Kerley, Grantor
Common Stock 150,000 Indirect by KEH Irrevocable Trust; Greg D. Kerley, Grantor
Common Stock 151,475 Indirect By PAK Irrevocable Trust; Greg D. Kerley, Grantor
Common Stock 1,475 Indirect By TMH Irrevocable Trust; Greg D. Kerley, Grantor
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $37.64 to $37.76. The price reported above in Column 4 reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon written request, to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.
  2. Since the date of the reporting person's last ownership report, 394,122 shares of SWN common stock were transferred to his ex-wife pursuant to a domestic relations order. The reporting person no longer reports as beneficially owned any securities owned by his former spouse.
  3. This transaction was executed in multiple trades at prices ranging from $37.60 to $37.84. The price reported above in Column 4 reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon written request, to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.
  4. This transaction was executed in multiple trades at prices ranging from $37.70 to $37.91. The price reported above in Column 4 reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon written request, to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.