Filing Details
- Accession Number:
- 0001354327-13-000013
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-03-14 10:29:37
- Reporting Period:
- 2013-03-12
- Filing Date:
- 2013-03-14
- Accepted Time:
- 2013-03-14 10:29:37
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1354327 | Pgt Inc. | PGTI | Metal Doors, Sash, Frames, Moldings & Trim (3442) | 200634715 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1488006 | Wray Monte Burns | C/O Pgt Industries 1070 Technology Drive North Venice FL 34275 | Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2013-03-12 | 90,000 | $2.00 | 100,871 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2013-03-12 | 14,674 | $0.92 | 115,545 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.01 Per Share | Disposition | 2013-03-12 | 49,652 | $6.77 | 65,893 | No | 4 | F | Direct | |
| Common Stock, Par Value $0.01 Per Share | Disposition | 2013-03-12 | 12,223 | $6.69 | 53,670 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.01 Per Share | Disposition | 2013-03-12 | 9,411 | $6.79 | 44,259 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.01 Per Share | Disposition | 2013-03-12 | 33,388 | $6.80 | 10,871 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to buy) | Acquisiton | 2013-03-12 | 90,000 | $0.00 | 90,000 | $2.00 |
| Common Stock | Stock Option (Right to Buy) | Acquisiton | 2013-03-12 | 14,674 | $0.00 | 14,674 | $0.92 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 408,378 | 2020-04-06 | No | 4 | M | Direct | |
| 0 | 2019-01-21 | No | 4 | M | Direct |
Footnotes
- (1)Reflects 49,652 shares withheld at market price of $6.77 per share less the exercise price of $2.00 per share to fund the cashless exercise of 90,000 options and the exercise price of $0.92 per share to fund the cashless exercise of 14,674 options owned by Mr. Burns and the tax liability associated therewith.
- (2) Exercisable in five equal installments beginning on April 6, 2011 and each anniversary thereafter.
- (3) Fully exercisable as of January 29, 2012.
Billionaire Hedge Funds
