Filing Details

Accession Number:
0001093557-13-000025
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-03-13 20:31:27
Reporting Period:
2013-03-11
Filing Date:
2013-03-13
Accepted Time:
2013-03-13 20:31:27
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1093557 Dexcom Inc DXCM Surgical & Medical Instruments & Apparatus (3841) 330857544
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1464741 John Lister 6340 Sequence Drive
San Diego CA 92121
Vp Of Legal Affairs No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-03-11 35,000 $0.00 90,210 No 4 A Direct
Common Stock Disposition 2013-03-11 4,500 $15.75 85,710 No 4 S Direct
Common Stock Disposition 2013-03-13 5,947 $15.69 79,763 No 4 D Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 S Direct
No 4 D Direct
Footnotes
  1. Represents a grant of restricted stock units that are exempt from Section 16 b-3 and are subject to vesting over a 36 month period from the date of grant as follows: 1/3 shall vest 12 months from the Grant Date, and the remaining balance shall vest in four equal installments over the following 24 months. Share units represent a contingent right to receive one share of DexCom, Inc. common stock.
  2. Included in this number are 65,667 unvested restricted stock units, 35,000 of which were granted on March 11, 2013 and shall vest through March 11, 2016, 22,083 of which were granted on March 8, 2012 and shall vest through March 8, 2015, and 8,584 of which were granted on March 8, 2011 and shall vest through March 8, 2014.
  3. These shares were sold to cover the Company's tax withholding obligation that accrued in connection with the vesting of restricted stock units previously granted.