Filing Details
- Accession Number:
- 0001181431-13-016754
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-03-13 18:41:45
- Reporting Period:
- 2013-03-11
- Filing Date:
- 2013-03-13
- Accepted Time:
- 2013-03-13 18:41:45
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1410636 | American Water Works Company Inc. | AWK | Water Supply (4941) | 510063696 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1253637 | L Kellye Walker | 1025 Laurel Oak Road Voorhees NJ 08043 | Chief Admin. Officer ,Svp& Gc | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-03-11 | 11,182 | $22.31 | 27,035 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2013-03-11 | 7,500 | $27.08 | 34,535 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-03-11 | 16,462 | $40.20 | 18,120 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Options (right to buy) | Disposition | 2013-03-11 | 11,182 | $0.00 | 11,182 | $22.31 |
Common Stock | Employee Stock Options (right to buy) | Disposition | 2013-03-11 | 7,500 | $0.00 | 7,500 | $27.08 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
67,369 | 2016-12-31 | No | 4 | M | Direct | |
59,869 | 2017-12-31 | No | 4 | M | Direct |
Footnotes
- The Option Award granted on February 25, 2010, representing a right to purchase a total of 33,543 shares, vested in three equal installments on January 1, 2011,2012 and 2013.
- The Option Award granted on February 24, 2011, representating a right to purchase a total of 32,101 shares, vests in three equal installments on January 1,2012,2013 and 2014.