Filing Details

Accession Number:
0001181431-13-016754
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-03-13 18:41:45
Reporting Period:
2013-03-11
Filing Date:
2013-03-13
Accepted Time:
2013-03-13 18:41:45
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1410636 American Water Works Company Inc. AWK Water Supply (4941) 510063696
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1253637 L Kellye Walker 1025 Laurel Oak Road
Voorhees NJ 08043
Chief Admin. Officer ,Svp& Gc No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-03-11 11,182 $22.31 27,035 No 4 M Direct
Common Stock Acquisiton 2013-03-11 7,500 $27.08 34,535 No 4 M Direct
Common Stock Disposition 2013-03-11 16,462 $40.20 18,120 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Options (right to buy) Disposition 2013-03-11 11,182 $0.00 11,182 $22.31
Common Stock Employee Stock Options (right to buy) Disposition 2013-03-11 7,500 $0.00 7,500 $27.08
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
67,369 2016-12-31 No 4 M Direct
59,869 2017-12-31 No 4 M Direct
Footnotes
  1. The Option Award granted on February 25, 2010, representing a right to purchase a total of 33,543 shares, vested in three equal installments on January 1, 2011,2012 and 2013.
  2. The Option Award granted on February 24, 2011, representating a right to purchase a total of 32,101 shares, vests in three equal installments on January 1,2012,2013 and 2014.