Filing Details
- Accession Number:
- 0000006885-13-000034
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-03-13 17:01:53
- Reporting Period:
- 2013-03-12
- Filing Date:
- 2013-03-13
- Accepted Time:
- 2013-03-13 17:01:53
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 6885 | Stage Stores Inc | SSI | Retail-Family Clothing Stores (5651) | 911826900 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1183613 | Ron Lucas | 10201 Main Street Houston TX 77025 | Evp, Hr | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-03-12 | 12,000 | $19.18 | 73,207 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-03-12 | 12,000 | $26.51 | 61,207 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Rights | Disposition | 2013-03-12 | 3,000 | $0.00 | 3,000 | $19.18 |
| Common Stock | Stock Appreciation Rights | Disposition | 2013-03-12 | 3,000 | $0.00 | 3,000 | $19.18 |
| Common Stock | Stock Appreciation Rights | Disposition | 2013-03-12 | 3,000 | $0.00 | 3,000 | $19.18 |
| Common Stock | Stock Appreciation Rights | Disposition | 2013-03-12 | 3,000 | $0.00 | 3,000 | $19.18 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 83,850 | 2007-03-17 | 2013-03-17 | No | 4 | M | Direct |
| 80,850 | 2008-03-17 | 2013-03-17 | No | 4 | M | Direct |
| 77,850 | 2009-03-17 | 2013-03-17 | No | 4 | M | Direct |
| 74,850 | 2010-03-17 | 2013-03-17 | No | 4 | M | Direct |
Footnotes
- This sale was made pursuant to a pre-established, written plan for trading securities pursuant to Rule 10b5-1 adopted by the Securities Exchange Act of 1934.
Billionaire Hedge Funds
