Filing Details
- Accession Number:
- 0001140361-13-012305
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-03-13 17:37:54
- Reporting Period:
- 2013-03-12
- Filing Date:
- 2013-03-13
- Accepted Time:
- 2013-03-13 16:37:54
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
823094 | Sothebys | BID | Services-Business Services, Nec (7389) | 382478409 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1388075 | Bruno Vinciguerra | 1334 York Avenue New York NY 10021 | Evp & Coo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-03-12 | 11,250 | $22.11 | 43,533 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-03-12 | 11,250 | $38.07 | 32,283 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option-Right to Buy | Disposition | 2013-03-12 | 11,250 | $0.00 | 11,250 | $22.11 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
11,250 | 2013-02-09 | 2020-02-09 | No | 4 | M | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.75 to $38.44, inclusive. If requested, the reporting person will supply the SEC, the Issuer or a security holder of Issuer full details regarding the number of shares sold at each separate price.
- Not Applicable
- Granted under the Issuer's 1997 Stock Option Plan