Home > Insider Trading > Filing (0001225208-13-007552)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1137774	Prudential Financial Inc	PRU	Life Insurance (6311)	223703799

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1184679	Jr R John Strangfeld	751 Broad Street, 4Th Floor Attn. Corporate Compliance Newark NJ 07102	Chief Executive Officer	Yes	Yes	No	Yes

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2013-03-11	242,312	$25.30	505,893	No	4	M	Direct
Common Stock	Acquisiton	2013-03-11	111,810	$45.00	617,703	No	4	M	Direct
Common Stock	Disposition	2013-03-11	104,027	$60.00	513,676	No	4	S	Direct
Common Stock	Disposition	2013-03-11	201,250	$60.00	312,426	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	2/10/04 Employee Stock Option (right to buy)	Disposition	2013-03-11	111,810	$0.00	111,810	$45.00
Common Stock	2/10/09 Employee Stock Option (right to buy)	Disposition	2013-03-11	242,312	$0.00	242,312	$25.30

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0		2014-02-10	No	4	M	Direct
0		2019-02-10	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	1,381	Indirect	By 401(k)
Common Stock	572	Indirect	By Spouse

Footnotes

The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 9, 2012.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60 to $60.03, inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
Following the transactions reported on this Form 4, Mr. Strangfeld continues to hold 312,426 shares directly and 1,381 shares indirectly in a 401(k) account. Mr. Strangfeld also holds an additional 845,931 vested stock options, 453,107 unvested stock options, and 86,477 target performance shares (the exact number awarded being dependent on achievement of performance goals).
The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission the reporting person is the beneficial owner of such securities for the purposes of Section 16 or for any other purpose.
The option vested in three equal annual installments beginning on February 10, 2005.
The option vests in three equal annual installments beginning on February 10, 2010.