Filing Details

Accession Number:
0001181431-13-016560
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-03-13 13:51:09
Reporting Period:
2013-03-12
Filing Date:
2013-03-13
Accepted Time:
2013-03-13 13:51:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
880631 Wisdomtree Investments Inc. WETF Commodity Contracts Brokers & Dealers (6221) 133487784
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1064674 M Peter Ziemba C/O Wisdomtree Investments, Inc.
380 Madison Avenue, 21St Floor
New York NY 10017
Chief Legal Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-03-12 1,600 $9.61 12,000 No 4 S Indirect By Son
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Son
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 7,000 Indirect By Daughter
Common Stock 675,277 Direct
Footnotes
  1. The reporting person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
  2. See Note 1.
  3. Includes (i) restricted stock award which vests as to 28,330 shares on January 22, 2014 and as to 14,165 share on January 25, 2015 and as to 14,166 shares on January 22, 2016, and (ii) restricted stock award which vests as to 37,500 shares on each of January 25, 2014, 2015 and 2016 and (iii) restricted stock which vests as to 25,000 shares on each of January 27, 2014 and 2015.