Filing Details
- Accession Number:
- 0001209191-13-016150
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-03-13 11:48:03
- Reporting Period:
- 2013-03-12
- Filing Date:
- 2013-03-13
- Accepted Time:
- 2013-03-13 11:48:03
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
851310 | Harmonic Inc | HLIT | Radio & Tv Broadcasting & Communications Equipment (3663) | 770201147 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1124476 | F William Reddersen | 4300 North First Street San Jose CA 95134 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-03-12 | 10,000 | $3.89 | 97,567 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-03-12 | 8,166 | $5.76 | 89,401 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-03-12 | 10,000 | $3.97 | 99,401 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-03-12 | 8,245 | $5.76 | 91,156 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option/Right to Buy | Disposition | 2013-03-12 | 10,000 | $3.89 | 10,000 | $3.89 |
Common Stock | Stock Option/Right to Buy | Disposition | 2013-03-12 | 10,000 | $3.97 | 10,000 | $3.97 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2003-06-22 | 2013-05-22 | No | 4 | M | Direct |
0 | 2006-07-28 | 2013-06-28 | No | 4 | M | Direct |
Footnotes
- These shares of common stock were acquired upon the exercise of stock options on 3/12/2013. These options were initially granted to the Reporting Person on 5/22/2003, and were identified on a Form 4 filed by the Reporting Person on 5/23/2003.
- These shares of common stock were acquired upon the exercise of stock options on 3/12/2013. These options were initially granted to the Reporting Person on 6/28/2006, and were identified on a Form 4 filed by the Reporting Person on 6/29/2006.