Home > Insider Trading > Filing (0001127602-13-010583)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1025835	Enterprise Financial Services Corp	EFSC	State Commercial Banks (6022)	431706259

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1454515	Richard Scott Goodman	150 N. Meramec St. Louis MO 63105	President, St. Louis Region	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2013-03-12	7,462	$13.40	35,261	No	4	M	Direct
Common Stock	Disposition	2013-03-12	7,462	$14.26	27,799	No	4	S	Direct
Common Stock	Acquisiton	2013-03-12	7,538	$13.40	35,337	No	4	M	Direct
Common Stock	Disposition	2013-03-12	7,538	$14.26	27,799	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Incentive Stock Option (Right to Buy)	Disposition	2013-03-12	7,462	$0.00	7,462	$13.40
Common Stock	Non Qualified Stock Option (Right to Buy)	Disposition	2013-03-12	7,538	$0.00	7,538	$13.40

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2008-04-07	2013-04-07	No	4	M	Direct
0	2008-04-07	2013-04-07	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	4,296	Indirect	401(k) Plan

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Stock Settled Stock Appreciation Rights	$25.63	2007-12-15	2017-06-15	5,753	5,753	Direct
Common Stock	Stock Settled Stock Appreciation Rights	$20.63	2008-12-15	2018-06-13	7,500	7,500	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2017-06-15	5,753	5,753	Direct
2018-06-13	7,500	7,500	Direct

Footnotes

The reporting person holds units in the stock fund and the number of shares reported as indirectly held in the 401 (k) plan in this row is an estimate of the number of shares of the issuer's Common Stock held in the unitized stock fund and allocated to the reporting person's account.
Each SSAR consists of the right to receive an amount, in common stock, equal to the excess of the fair market value of a share of common stock on the date of exercise over the exercise price of the SSAR. The SSARs vest at a rate of 20% annually over five years, subject to continued employement of the reporting person. Vesting occurs on December 15 of each year, commencing December 15, 2007.
Each SSAR consists of the right to receive an amount, in common stock, equal to the excess of the fair market value of a share of common stock on the date of exercise over the exercise price of the SSAR. The SSARs vest at a rate of 20% annually over five years, subject to continued employment of the reporting person. Vesting occurs on December 15 of each year, commencing December 15, 2008.