Filing Details
- Accession Number:
- 0001127602-13-010581
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-03-13 09:21:51
- Reporting Period:
- 2013-03-11
- Filing Date:
- 2013-03-13
- Accepted Time:
- 2013-03-13 09:21:51
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 7332 | Southwestern Energy Co | SWN | Crude Petroleum & Natural Gas (1311) | 710205415 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1103812 | M Harold Korell | Suite 125 2350 N. Sam Houston Parkway East Houston TX 77032 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-03-11 | 173,498 | $2.64 | 942,326 | No | 4 | M | Indirect | by 2011 Family Limited Partnership (Peacetyme) |
| Common Stock | Disposition | 2013-03-11 | 173,498 | $37.91 | 768,828 | No | 4 | S | Indirect | by 2011 Family Limited Partnership (Peacetyme) |
| Common Stock | Acquisiton | 2013-03-12 | 78,100 | $2.64 | 846,928 | No | 4 | M | Indirect | by 2011 Family Limited Partnership (Peacetyme) |
| Common Stock | Disposition | 2013-03-12 | 78,100 | $37.91 | 768,828 | No | 4 | S | Indirect | by 2011 Family Limited Partnership (Peacetyme) |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Indirect | by 2011 Family Limited Partnership (Peacetyme) |
| No | 4 | S | Indirect | by 2011 Family Limited Partnership (Peacetyme) |
| No | 4 | M | Indirect | by 2011 Family Limited Partnership (Peacetyme) |
| No | 4 | S | Indirect | by 2011 Family Limited Partnership (Peacetyme) |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (Right to Buy) | Disposition | 2013-03-11 | 173,498 | $0.00 | 173,498 | $2.65 |
| Common Stock | Stock Options (Right to Buy) | Disposition | 2013-03-12 | 78,100 | $0.00 | 78,100 | $2.65 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 278,100 | 2004-12-10 | 2013-12-10 | No | 4 | M | Indirect |
| 200,000 | 2004-12-10 | 2013-12-10 | No | 4 | M | Indirect |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 60,753 | Indirect | by AM Irrevocable Trust; Harold Korell, Trustee |
| Common Stock | 146,168 | Direct | |
| Common Stock | 819,704 | Indirect | By Family Limited Partnership |
| Common Stock | 616,270 | Indirect | by 2011 Family Limited Partnership (Keepsake) |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $37.90 to $38.00. The price reported above in Column 4 reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon written request, to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.
- This transaction was executed in multiple trades at prices ranging from $37.55 to $38.06. The price reported above in Column 4 reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon written request, to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.
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