Filing Details
- Accession Number:
- 0001127602-13-010578
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-03-12 20:30:56
- Reporting Period:
- 2013-03-12
- Filing Date:
- 2013-03-12
- Accepted Time:
- 2013-03-12 20:30:56
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1139812 | Mb Financial Inc | MBFI | National Commercial Banks (6021) | 364460265 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1374167 | Gayle Susan Peterson | C/O Mb Financial, Inc. 6111 North River Road Rosemont IL 60018 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2013-03-12 | 2,700 | $23.84 | 62,004 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-03-12 | 500 | $23.84 | 61,504 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-03-12 | 500 | $23.85 | 61,004 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-03-12 | 500 | $23.85 | 60,504 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 3,997 | Indirect | By 401(k) Plan |
| Common Stock | 9,890 | Indirect | By Deferred Comp Plan |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | $40.00 | 2011-07-25 | 2017-07-25 | 4,856 | 4,856 | Direct |
| Common Stock | Stock Option (Right to Buy) | $32.89 | 2011-07-25 | 2017-07-25 | 5,942 | 5,942 | Direct |
| Common Stock | Stock Option (Right to Buy) | $29.00 | 2012-06-25 | 2018-06-25 | 13,118 | 13,118 | Direct |
| Common Stock | Stock Option (Right to Buy) | $24.65 | 2012-06-25 | 2018-06-25 | 16,068 | 16,068 | Direct |
| Common Stock | Stock Option (Right to Buy) | $20.40 | 2013-08-29 | 2022-08-29 | 4,071 | 4,071 | Direct |
| Common Stock | Performance Share Units | $0.00 | 4,682 | 4,682 | Direct | ||
| Common Stock | Restricted Stock Units | $0.00 | 542 | 542 | Direct | ||
| Common Stock | Stock Option (Right to Buy) | $32.60 | 2006-08-25 | 2014-01-27 | 3,101 | 3,101 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2017-07-25 | 4,856 | 4,856 | Direct |
| 2017-07-25 | 5,942 | 5,942 | Direct |
| 2018-06-25 | 13,118 | 13,118 | Direct |
| 2018-06-25 | 16,068 | 16,068 | Direct |
| 2022-08-29 | 4,071 | 4,071 | Direct |
| 4,682 | 4,682 | Direct | |
| 542 | 542 | Direct | |
| 2014-01-27 | 3,101 | 3,101 | Direct |
Footnotes
- Grant to reporting person of option to purchase shares of common stock under Issuer's Amended and Restated Omnibus Incentive Plan. The option is 100% vested.
- Grant to reporting person of option to purchase shares of common stock under Issuer's Amended and Restated Omnibus Incentive Plan. The option vests ratably over 4 years (25% per year).
- Performance based vesting
- Transaction represents the grant of restricted stock units to the reporting person equal to 542 shares of common stock under Issuer's Amended and Restated Omnibus Incentive Plan. The restricted stock units will vest ratably over 2 years (50% per year).
- Received in the Merger in exchange for an option to purchase 3,000 shares of FOBB common stock at an exercise price of $33.70 per share.
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