Filing Details
- Accession Number:
- 0001140361-13-012135
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-03-12 19:07:04
- Reporting Period:
- 2013-03-10
- Filing Date:
- 2013-03-12
- Accepted Time:
- 2013-03-12 19:07:04
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1227654 | Compass Minerals International Inc | CMP | Mining & Quarrying Of Nonmetallic Minerals (No Fuels) (1400) | 363972986 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1273135 | J David Goadby | C/O Compass Minerals International Inc 9900 West 109Th Street, Suite 100 Overland Park KS 66210 | Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-03-10 | 1,974 | $0.00 | 30,140 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-03-11 | 1,974 | $76.73 | 28,166 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-03-10 | 507 | $0.00 | 28,673 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-03-11 | 507 | $76.60 | 28,166 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Unit | Disposition | 2013-03-10 | 1,974 | $0.00 | 1,974 | $0.00 |
Common Stock | Restricted Stock Unit | Acquisiton | 2013-03-11 | 1,844 | $0.00 | 1,844 | $0.00 |
Common Stock | Stock Option (Right to Buy) | Acquisiton | 2013-03-11 | 4,581 | $0.00 | 4,581 | $76.99 |
Common Stock | Performance Share Unit | Disposition | 2013-03-10 | 507 | $0.00 | 507 | $0.00 |
Common Stock | Performance Stock Unit | Acquisiton | 2013-03-11 | 1,370 | $0.00 | 1,370 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2013-03-10 | 2013-03-10 | No | 4 | M | Direct |
1,844 | 2016-03-11 | 2016-03-11 | No | 4 | A | Direct |
4,581 | 2014-03-11 | 2020-03-11 | No | 4 | A | Direct |
0 | 2013-03-10 | 2013-03-10 | No | 4 | M | Direct |
1,370 | 2016-03-11 | 2016-03-11 | No | 4 | A | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Unit | $0.00 | 2014-03-10 | 2014-03-10 | 1,793 | 1,793 | Direct |
Common Stock | Restricted Stock Unit | $0.00 | 2015-03-12 | 2015-03-12 | 2,162 | 2,162 | Direct |
Common Stock | Stock Option (Right to Buy) | $33.44 | 2008-03-12 | 2014-03-12 | 9,000 | 9,000 | Direct |
Common Stock | Stock Option (Right to Buy) | $55.12 | 2009-03-10 | 2015-03-10 | 8,071 | 8,071 | Direct |
Common Stock | Stock Option (Right to Buy) | $58.99 | 2010-03-10 | 2016-03-10 | 8,453 | 8,453 | Direct |
Common Stock | Stock Option (Right to Buy) | $78.51 | 2011-03-10 | 2017-03-10 | 5,524 | 5,524 | Direct |
Common Stock | Stock Option (Right to Buy) | $86.47 | 2012-03-10 | 2018-03-10 | 3,407 | 3,407 | Direct |
Common Stock | Stock Option (Right to Buy) | $71.69 | 2013-03-12 | 2019-03-12 | 4,286 | 4,286 | Direct |
Common Stock | Performance Share Unit | $0.00 | 2014-03-10 | 2014-03-10 | 1,066 | 1,066 | Direct |
Common Stock | Performance Stock Unit | $0.00 | 2015-03-12 | 2015-03-12 | 1,342 | 1,342 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2014-03-10 | 1,793 | 1,793 | Direct |
2015-03-12 | 2,162 | 2,162 | Direct |
2014-03-12 | 9,000 | 9,000 | Direct |
2015-03-10 | 8,071 | 8,071 | Direct |
2016-03-10 | 8,453 | 8,453 | Direct |
2017-03-10 | 5,524 | 5,524 | Direct |
2018-03-10 | 3,407 | 3,407 | Direct |
2019-03-12 | 4,286 | 4,286 | Direct |
2014-03-10 | 1,066 | 1,066 | Direct |
2015-03-12 | 1,342 | 1,342 | Direct |
Footnotes
- The 1,974 shares were traded in blocks ranging in price from $76.19 to $77.02. $76.73 is the weighted average price. Information regarding the number of shares sold at each separate price is available upon request by the SEC staff, the issuer, or any security holder of the issuer.
- The 507 shares were traded in blocks ranging in price from $76.41 to $76.88. $76.60 is the weighted average price. Information regarding the number of shares sold at each separate price is available upon request by the SEC staff, the issuer, or any security holder of the issuer.
- All Restricted Stock Units have a conversion price of $0.00.
- Restricted Stock Units granted: 3 year cliff vest on 3-11-2016,provided performance threshold satisfied.
- Stock options granted: vesting 25% after year one and then 25% per year thereafter.
- Two shares forfeited based on performance threshold under award agreement.
- All Performance Stock Units have a conversion price of $0.00.
- Performance Stock Units are divided into three approximately equal tranches, each having a performance period of one year. On the third anniversary of the grant date, PSUs vest based on achievement of total shareholder return ("TSR") performance goals for each tranche. Payout for vested PSUs ranges from 0% to 150% based on the Company's TSR percentile compared to the TSR of the companies comprising a market index. TSR is measured generally as the increase or decrease in the market value of Company common stock including the reinvestment of dividends. If a participant terminates employment prior to the third anniversary of the grant date, the PSUs will be forfeited except in the case of death or disability. Dividend equivalents are paid on PSUs earned in a year, subject to restrictions. PSUs have no voting rights.
- The grant amount of 1,370 PSUs assumes 100% vesting. Since payout for PSUs can range from 0% to 150%, the maximum number of shares that could vest and be distributed is 2,055.