Filing Details
- Accession Number:
- 0001246360-13-002044
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-03-12 17:56:10
- Reporting Period:
- 2013-03-08
- Filing Date:
- 2013-03-12
- Accepted Time:
- 2013-03-12 17:56:10
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 766421 | Alaska Air Group Inc. | ALK | Air Transportation, Scheduled (4512) | 911292054 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1188789 | S William Ayer | 19300 International Blvd Seattle WA 98188 | Executive Chair | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-03-08 | 29,600 | $18.98 | 143,380 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-03-08 | 29,600 | $57.21 | 113,780 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-03-11 | 223 | $57.12 | 0 | No | 4 | J | Indirect | ESOP TRUST |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | J | Indirect | ESOP TRUST |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | EMPLOYEE STOCK OPTION (RT TO BUY) | Disposition | 2013-03-08 | 29,600 | $0.00 | 29,600 | $18.98 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2007-09-13 | 2016-09-13 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Restricted Stock Unit | 15,645 | Direct |
Footnotes
- STOCK UNITS AWARDED UNDER THE 2008 PERFORMANCE INCENTIVE PLAN; NO LONGER SUBJECT TO FORFEITURE.
- SAME-DAY EXERCISE OF OPTIONS AND SALE EFFECTED PURSUANT TO A RULE 10b5-1 TRADING PLAN ADOPTED BY MR. AYER ON 02/02/2013.
- DISPOSITION OF ALASKA AIR GROUP COMMON STOCK AND REALLOCATION OF FUNDS WITHIN THE ISSUER'S EMPLOYEE STOCK OWNERSHIP 401(k) PLAN TRUST.
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