Filing Details
- Accession Number:
- 0001140361-13-012103
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-03-12 17:43:52
- Reporting Period:
- 2013-02-15
- Filing Date:
- 2013-03-12
- Accepted Time:
- 2013-03-12 17:43:52
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1101239 | Equinix Inc | EQIX | Telephone Communications (No Radiotelephone) (4813) | 770487526 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1104329 | Crosslink Capital Inc | Two Embarcadero Center Suite 2200 San Francisco CA 94111 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-02-15 | 2,043 | $0.00 | 62,043 | No | 4 | J | Indirect | See Notes |
Common Stock | Disposition | 2013-03-05 | 2,043 | $216.63 | 60,000 | No | 4 | S | Indirect | See Notes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | J | Indirect | See Notes |
No | 4 | S | Indirect | See Notes |
Footnotes
- The reporting persons (the "Reporting Persons") are Crosslink Capital, Inc. ("Crosslink"), Crossover Fund III Management, L.L.C. ("Fund III Management"), Crosslink Omega IV Holdings, L.L.C. ("Omega IV Holdings"), Crosslink Verwaltungs GmbH ("Verwaltungs") and Michael J. Stark. Crosslink is an investment adviser to investment funds (the "Funds"). Fund III Management, Omega IV Holdings or Verwaltungs is the general partner, manager or holder of Class B Units of one or more of the Funds. Mr. Stark is the control person of the other Reporting Persons. Gary Hromadko, an affiliate of certain Reporting Persons, is a member of the Issuer's board of directors and serves as the representative of the Reporting Persons. Crosslink is filing this Form 4 on behalf of itself and the other Reporting Persons.
- The Reporting Persons are filing this Form 4 jointly, but not as a group, and each of them expressly disclaims membership in a group, within the meaning of Rule 13d-5(b) under the Securities Exchange Act of 1934, as amended. These securities are held directly by the Funds for the benefit of their investors. These securities are indirectly beneficially owned by Crosslink as the investment adviser to the Funds, and by Fund III Management, Omega IV Holdings or Verwaltungs as the general partner, manager or holder of Class B Units of one or more of the Funds. The Reporting Persons disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.
- On February 15, 2013, certain Restricted Stock Units that the Issuer awarded to Mr. Hromadko for his service as a director vested. In his capacity as the Reporting Persons' representative on the Issuer's board of directors, Mr. Hromadko held those Restricted Stock Units for the benefit of the investors in the Funds. He transferred the common stock issued on such vesting to the Funds for no additional consideration.