Filing Details
- Accession Number:
- 0001140361-13-012099
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-03-12 17:30:05
- Reporting Period:
- 2013-03-11
- Filing Date:
- 2013-03-12
- Accepted Time:
- 2013-03-12 17:30:05
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1285550 | Mri Interventions Inc. | MRIC | Surgical & Medical Instruments & Apparatus (3841) | 582394628 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1540091 | C. Bruce Conway | C/O Mri Interventions, Inc. One Commerce Square, Suite 2550 Memphis TN 38103 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-03-11 | 5,050 | $1.55 | 2,028,933 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2013-03-11 | 3,500 | $1.58 | 242,500 | No | 4 | P | Indirect | By Spouse |
| Common Stock | Acquisiton | 2013-03-11 | 10,000 | $1.56 | 35,000 | No | 4 | P | Indirect | By Conway Family GST Trust |
| Common Stock | Acquisiton | 2013-03-11 | 10,000 | $1.50 | 10,000 | No | 4 | P | Indirect | By BCC Life Insurance Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Indirect | By Spouse |
| No | 4 | P | Indirect | By Conway Family GST Trust |
| No | 4 | P | Indirect | By BCC Life Insurance Trust |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 406,137 | Indirect | By Alden M. Conway Trust |
| Commonstock | 406,137 | Indirect | By Chase T. Conway Trust |
| Common Stock | 406,137 | Indirect | By Merritt E. Conway Trust |
| Common Stock | 17,000 | Indirect | By Gordon McShane Trust for Alden M. Conway |
| Common Stock | 17,000 | Indirect | By Gordon McShane Trust for Chase T. Conway |
| Common Stock | 17,000 | Indirect | By Gordon McShane Trust for Merritt E. Conway |
| Common Stock | 16,500 | Indirect | By Edna N. Conway Irrevocable Trust FBO Alden M. Conway |
| Common Stock | 16,500 | Indirect | By Edna N. Conway Irrevocable Trust FBO Chase T. Conway |
| Common Stock | 16,500 | Indirect | By Edna N. Conway Irrevocable Trust FBO Merritt E. Conway |
Footnotes
- Includes 32,891 shares held jointly with spouse and 10,000 shares held in an IRA.
- This price is a weighted average price. The shares were purchased in two separate transactions: 100 shares at $1.56 and 3,400 shares at $1.58.
- Includes 5,000 shares held through an IRA.
- This price is a weighted average price. The shares were purchased in four separate transactions: 2,500 shares at $1.58; 2,500 shares at $1.56; 2,500 shares at $1.55; and 2,500 shares at $1.53.
- These shares are held in trust for the benefit of the reporting person's children. A third party is trustee of the trust.
- These shares are held in trust for the benefit of the reporting person's child. The reporting person's spouse is trustee of the trust.
- These shares are held in trust for the benefit of the reporting person's child. The reporting person's spouse is trustee of the trust.
- These shares are held in trust for the benefit of the reporting person's child. The reporting person's spouse is trustee of the trust.
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