Filing Details
- Accession Number:
- 0001181431-13-016297
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-03-12 15:45:34
- Reporting Period:
- 2013-03-08
- Filing Date:
- 2013-03-12
- Accepted Time:
- 2013-03-12 15:45:34
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 86144 | Safeway Inc | SWY | Retail-Grocery Stores (5411) | 943019135 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1301134 | M Russell Jackson | C/O Safeway Inc. 5918 Stoneridge Mall Road Pleasanton CA 94588 | Senior Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2013-03-08 | 31,780 | $23.83 | 78,972 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-03-08 | 40,000 | $18.28 | 118,972 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-03-08 | 40,000 | $23.84 | 78,972 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-03-10 | 2,468 | $23.60 | 76,504 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-03-08 | 40,000 | $0.00 | 40,000 | $18.28 |
| Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2013-03-08 | 27,736 | $0.00 | 27,736 | $23.60 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 20,000 | 2019-03-02 | No | 4 | M | Direct | |
| 27,736 | 2023-03-08 | No | 4 | A | Direct |
Footnotes
- The price of $23.83 per share represents a weighted average of sales prices ranging from $23.77 to $23.90 per share. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.
- The price of $23.84 per share represents a weighted average of sales prices ranging from $23.76 to $23.90 per share. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.
- Granted under the Safeway Inc. 2007 Equity and Incentive Award Plan, which is a Rule 16b-3 plan. The option is exercisable in five annual increments of 20%, beginning on 3/02/2010 and will be fully exercisable on 3/02/2014.
- Granted under the Safeway Inc. 2011 Equity and Incentive Award Plan, which is a Rule 16b-3 plan.
- The option becomes exercisable in successive annual increments of 25% of the original number of shares subject to the option, beginning on the first anniversary of the date of grant; the option becomes fully exercisable on 03/08/2017.
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