Filing Details
- Accession Number:
- 0000930413-13-001587
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-03-12 10:32:59
- Reporting Period:
- 2013-03-11
- Filing Date:
- 2013-03-12
- Accepted Time:
- 2013-03-12 10:32:59
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1289863 | Smartpros Ltd. | SPRO | Services-Educational Services (8200) | 134100476 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1296263 | S Allen Greene | C/O Smartpros Ltd 12 Skyline Drive Hawthorne NY 10532 | Chairman Of The Board And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-03-11 | 5,000 | $1.50 | 342,714 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2013-03-11 | 10,000 | $1.54 | 352,714 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Options to buy common stock | $1.47 | 2023-02-04 | 15,000 | 15,000 | Direct | |
| Common Stock | Options to buy common stock | $1.99 | 2011-12-31 | 2021-08-08 | 50,000 | 50,000 | Direct |
| Common Stock | Options to buy common stock | $5.78 | 2017-09-24 | 10,000 | 10,000 | Direct | |
| Common Stock | Options to buy common stock | $2.54 | 2019-02-19 | 50,000 | 50,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2023-02-04 | 15,000 | 15,000 | Direct |
| 2021-08-08 | 50,000 | 50,000 | Direct |
| 2017-09-24 | 10,000 | 10,000 | Direct |
| 2019-02-19 | 50,000 | 50,000 | Direct |
Footnotes
- The stock option granted on 2/5/13 vest in equal installments on each of 2/1/14 and 2/1/15.
- The stock option granted on 8/9/11 vest in equal installments on each of 12/31/11, 12/31/12 and 12/31/13.
- Immediately.
Billionaire Hedge Funds
