Filing Details
- Accession Number:
- 0001209191-13-015691
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-03-11 19:06:36
- Reporting Period:
- 2013-03-07
- Filing Date:
- 2013-03-11
- Accepted Time:
- 2013-03-11 19:06:36
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1340652 | Chemocentryx Inc. | CCXI | Pharmaceutical Preparations (2834) | 943254365 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1422997 | Petrus Bekker | C/O Chemocentryx, Inc. 850 Maude Avenue Mountain View CA 94043 | Svp Of Medical & Clinical | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-03-07 | 18,498 | $0.60 | 72,092 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-03-07 | 18,498 | $13.83 | 53,594 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-03-08 | 4,748 | $6.00 | 58,342 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-03-08 | 4,748 | $14.00 | 53,594 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-03-11 | 1,000 | $6.00 | 54,594 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-03-11 | 1,000 | $14.00 | 53,594 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-03-11 | 1,087 | $6.00 | 54,681 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-03-11 | 1,087 | $14.01 | 53,594 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-03-11 | 1,100 | $6.00 | 54,694 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-03-11 | 1,100 | $14.01 | 53,594 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-03-11 | 1,100 | $6.00 | 54,694 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-03-11 | 1,100 | $14.00 | 53,594 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-03-11 | 2,600 | $6.00 | 56,194 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-03-11 | 2,600 | $14.00 | 53,594 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-03-11 | 1,088 | $6.00 | 54,682 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-03-11 | 1,088 | $14.01 | 53,594 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
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| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-03-07 | 18,498 | $0.00 | 18,498 | $0.60 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-03-08 | 2,858 | $0.00 | 2,858 | $6.00 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-03-08 | 1,890 | $0.00 | 1,890 | $6.00 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-03-11 | 2,858 | $0.00 | 2,858 | $6.00 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-03-11 | 1,890 | $0.00 | 1,890 | $6.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 2,500 | 2015-05-05 | No | 4 | M | Direct | |
| 47,142 | 2018-09-10 | No | 4 | M | Direct | |
| 98,110 | 2019-02-17 | No | 4 | M | Direct | |
| 44,284 | 2018-09-10 | No | 4 | M | Direct | |
| 96,220 | 2019-02-17 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- Reflects the weighted average sale price of the shares sold. The shares were sold in multiple trades at prices ranging from $13.50 to $13.95 per share. The Reporting Person will provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
- Reflects the weighted average sale price of the shares sold. 1,000 shares were sold at $14.00 per share and 87 shares were sold at $14.12 per share.
- Reflects the weighted average sale price of the shares sold. 1,000 shares were sold at $14.00 per share and 100 shares were sold at $14.14 per share.
- Reflects the weighted average sale price of the shares sold. 1,000 shares were sold at $14.00 per share and 100 shares were sold at $14.05 per share.
- Reflects the weighted average sale price of the shares sold. 2,500 shares were sold at $14.00 per share and 100 shares were sold at $14.05 per share.
- Reflects the weighted average sale price of the shares sold. The shares were sold in multiple trades at prices ranging from $14.00 to $14.04 per share. The Reporting Person will provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
- As of March 7, 2013 and prior to this transaction, the option fully vested.
- Not applicable.
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