Filing Details
- Accession Number:
- 0001140361-13-011816
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-03-11 16:54:44
- Reporting Period:
- 2013-02-01
- Filing Date:
- 2013-03-11
- Accepted Time:
- 2013-03-11 16:54:44
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1001871 | Investors Capital Holdings Ltd | ICH | Investors, Nec (6799) | 043284631 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1533642 | D. James Crosson | 6 Kimball Lane, Suite 150 Lynnfield MA 01940 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.01 Par Value Per Share | Acquisiton | 2013-02-01 | 1,000 | $3.95 | 98,303 | No | 4 | P | Direct | |
Common Stock, $0.01 Par Value Per Share | Acquisiton | 2013-02-21 | 500 | $3.66 | 98,803 | No | 4 | P | Direct | |
Common Stock, $0.01 Par Value Per Share | Acquisiton | 2013-02-21 | 500 | $3.73 | 99,303 | No | 4 | P | Direct | |
Common Stock, $0.01 Par Value Per Share | Acquisiton | 2013-02-21 | 500 | $3.66 | 99,803 | No | 4 | P | Direct | |
Common Stock, $0.01 Par Value Per Share | Acquisiton | 2013-02-22 | 500 | $3.60 | 100,303 | No | 4 | P | Direct | |
Common Stock, $0.01 Par Value Per Share | Acquisiton | 2013-02-22 | 500 | $3.46 | 100,803 | No | 4 | P | Direct | |
Common Stock, $0.01 Par Value Per Share | Acquisiton | 2013-02-22 | 500 | $3.43 | 101,303 | No | 4 | P | Direct | |
Common Stock, $0.01 Par Value Per Share | Acquisiton | 2013-02-22 | 500 | $3.45 | 101,803 | No | 4 | P | Direct | |
Common Stock, $0.01 Par Value Per Share | Acquisiton | 2013-02-25 | 1,000 | $3.48 | 102,803 | No | 4 | P | Direct | |
Common Stock, $0.01 Par Value Per Share | Acquisiton | 2013-02-25 | 1,000 | $3.48 | 103,803 | No | 4 | P | Direct | |
Common Stock, $0.01 Par Value Per Share | Acquisiton | 2013-02-27 | 500 | $3.59 | 104,303 | No | 4 | P | Direct | |
Common Stock, $0.01 Par Value Per Share | Acquisiton | 2013-02-27 | 245 | $3.50 | 104,458 | No | 4 | P | Direct | |
Common Stock, $0.01 Par Value Per Share | Acquisiton | 2013-02-27 | 500 | $3.51 | 105,048 | No | 4 | P | Direct | |
Common Stock, $0.01 Par Value Per Share | Acquisiton | 2013-02-28 | 300 | $3.50 | 105,348 | No | 4 | P | Direct | |
Common Stock, $0.01 Par Value Per Share | Acquisiton | 2013-02-28 | 1,000 | $3.54 | 106,348 | No | 4 | P | Direct | |
Common Stock, $0.01 Par Value Per Share | Acquisiton | 2013-02-28 | 892 | $3.56 | 107,240 | No | 4 | P | Direct | |
Common Stock, $0.01 Par Value Per Share | Acquisiton | 2013-03-01 | 170 | $3.50 | 107,410 | No | 4 | P | Direct | |
Common Stock, $0.01 Par Value Per Share | Acquisiton | 2013-03-04 | 300 | $3.50 | 107,710 | No | 4 | P | Direct | |
Common Stock, $0.01 Par Value Per Share | Acquisiton | 2013-03-04 | 1,000 | $3.60 | 108,710 | No | 4 | P | Direct | |
Common Stock, $0.01 Par Value Per Share | Acquisiton | 2013-03-05 | 230 | $3.50 | 108,940 | No | 4 | P | Direct | |
Common Stock, $0.01 Par Value Per Share | Acquisiton | 2013-03-05 | 2,100 | $3.50 | 111,040 | No | 4 | P | Direct | |
Common Stock, $0.01 Par Value Per Share | Acquisiton | 2013-02-22 | 1,875 | $3.50 | 7,675 | No | 4 | P | Indirect | Son's SEP IRA |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Indirect | Son's SEP IRA |