Filing Details
- Accession Number:
- 0001413753-13-000059
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-03-11 16:42:19
- Reporting Period:
- 2013-03-08
- Filing Date:
- 2013-03-11
- Accepted Time:
- 2013-03-11 16:42:19
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 88941 | Semtech Corp | SMTC | Semiconductors & Related Devices (3674) | 952119684 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1388432 | Jungsup James Kim | 200 Flynn Road Camarillo CA 93013-8790 | Senior Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-03-08 | 7,700 | $16.14 | 25,170 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-03-08 | 6,225 | $11.23 | 31,395 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-03-08 | 1,500 | $16.68 | 32,895 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-03-08 | 18,175 | $33.14 | 14,720 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right To Buy) | Disposition | 2013-03-08 | 7,700 | $0.00 | 7,700 | $16.14 |
| Common Stock | Stock Option (Right To Buy) | Disposition | 2013-03-08 | 6,225 | $0.00 | 6,225 | $11.23 |
| Common Stock | Stock Option (Right To Buy) | Disposition | 2013-03-08 | 6,225 | $0.00 | 1,500 | $16.68 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2013-06-07 | No | 4 | M | Direct | |
| 0 | 2015-02-24 | No | 4 | M | Direct | |
| 17,500 | 2016-03-02 | No | 4 | M | Direct |
Footnotes
- This price represents the weighted average of these sales. The prices ranged from $32.7100 to $33.3900. Price and share details are available upon request.
- This award vests in three annual installments beginning on June 6, 2008.
- This award vests in three annual installments beginning on February 24, 2010.
- This award vests in three annual installments beginning on March 2, 2011.
Billionaire Hedge Funds
