Filing Details
- Accession Number:
- 0001104659-13-019292
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-03-11 16:32:20
- Reporting Period:
- 2013-02-28
- Filing Date:
- 2013-03-11
- Accepted Time:
- 2013-03-11 16:32:20
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1006655 | Evolution Petroleum Corp | EPM | Crude Petroleum & Natural Gas (1311) | 411781991 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1293263 | Sterling Mcdonald | 2500 City West Blvd., Suite 1300 Houston TX 77042 | Vp/Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2013-02-28 | 480 | $10.25 | 174,554 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2013-03-08 | 1,402 | $9.96 | 173,152 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-03-08 | 243,725 | $0.25 | 416,877 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-03-08 | 6,275 | $9.96 | 410,602 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2013-03-10 | 728 | $10.05 | 409,874 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | STOCK OPTION (RIGHT TO PURCHASE) | Disposition | 2013-03-08 | 250,000 | $0.00 | 0 | $0.25 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2013-11-11 | No | 4 | M | Direct |
Footnotes
- THIS SALE WAS EFFECTED PURSUANT TO A RULE 10b5-1 TRADING PLAN ADOPTED BY THE REPORTING PERSON.
- THE OPTION VESTED OVER A PERIOD OF FOUR YEARS AS FOLLOWS: 1/8TH VESTED ON MAY 11, 2004 AND 1/16TH VESTED AT THE END OF EACH SUCCESSIVE THREE MONTH PERIOD.
Billionaire Hedge Funds
