Filing Details

Accession Number:
0000909954-13-000016
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-03-11 16:23:06
Reporting Period:
2013-03-07
Filing Date:
2013-03-11
Accepted Time:
2013-03-11 16:23:06
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
909954 Green Mountain Coffee Roasters Inc GMCR Miscellaneous Food Preparations & Kindred Products (2090) 030339228
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1226477 G Frances Rathke C/O Green Mountain Coffee Roasters, Inc.
33 Coffee Lane
Waterbury VT 05676
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Gmcr Common Stock Acquisiton 2013-03-07 20,000 $2.95 21,477 No 4 M Direct
Gmcr Common Stock Disposition 2013-03-07 20,000 $50.00 1,477 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Gmcr Common Stock Restricted Stock Units Acquisiton 2013-03-07 4,538 $0.00 4,538 $0.00
Gmcr Common Stock GMCR NQ Stock Options Acquisiton 2013-03-07 6,615 $0.00 6,615 $51.56
Gmcr Common Stock GMCR Stock Option Disposition 2013-03-07 20,000 $0.00 20,000 $2.95
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
4,538 2023-03-07 No 4 A Direct
6,615 2023-03-07 No 4 A Direct
212,450 2016-05-03 No 4 M Direct
Footnotes
  1. This sale was affected to a Rule 10b5-1 trading plan, duly executed on 8/31/2012.
  2. Each restricted stock unit represents a contingent right to receive one share of GMCR common stock.
  3. The restricted stock units vest in four equal annual installments, beginning March 7, 2014.
  4. The option vests in four equal annual installments, with the first installment vesting on March 7, 2014.
  5. 1 for 1
  6. The option vests in four equal annual installments, with the first installment vesting on May 3, 2007.