Filing Details
- Accession Number:
- 0000909954-13-000016
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-03-11 16:23:06
- Reporting Period:
- 2013-03-07
- Filing Date:
- 2013-03-11
- Accepted Time:
- 2013-03-11 16:23:06
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
909954 | Green Mountain Coffee Roasters Inc | GMCR | Miscellaneous Food Preparations & Kindred Products (2090) | 030339228 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1226477 | G Frances Rathke | C/O Green Mountain Coffee Roasters, Inc. 33 Coffee Lane Waterbury VT 05676 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Gmcr Common Stock | Acquisiton | 2013-03-07 | 20,000 | $2.95 | 21,477 | No | 4 | M | Direct | |
Gmcr Common Stock | Disposition | 2013-03-07 | 20,000 | $50.00 | 1,477 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Gmcr Common Stock | Restricted Stock Units | Acquisiton | 2013-03-07 | 4,538 | $0.00 | 4,538 | $0.00 |
Gmcr Common Stock | GMCR NQ Stock Options | Acquisiton | 2013-03-07 | 6,615 | $0.00 | 6,615 | $51.56 |
Gmcr Common Stock | GMCR Stock Option | Disposition | 2013-03-07 | 20,000 | $0.00 | 20,000 | $2.95 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
4,538 | 2023-03-07 | No | 4 | A | Direct | |
6,615 | 2023-03-07 | No | 4 | A | Direct | |
212,450 | 2016-05-03 | No | 4 | M | Direct |
Footnotes
- This sale was affected to a Rule 10b5-1 trading plan, duly executed on 8/31/2012.
- Each restricted stock unit represents a contingent right to receive one share of GMCR common stock.
- The restricted stock units vest in four equal annual installments, beginning March 7, 2014.
- The option vests in four equal annual installments, with the first installment vesting on March 7, 2014.
- 1 for 1
- The option vests in four equal annual installments, with the first installment vesting on May 3, 2007.