Filing Details
- Accession Number:
- 0001140361-13-011648
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-03-11 08:53:20
- Reporting Period:
- 2013-03-07
- Filing Date:
- 2013-03-11
- Accepted Time:
- 2013-03-11 08:53:20
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
764401 | Insteel Industries Inc | IIIN | Steel Works, Blast Furnaces & Rolling & Finishing Mills (3310) | 560674867 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1017475 | Iii O H Woltz | 1373 Boggs Drive Mount Airy NC 27030 | Chairman, President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-03-07 | 2,972 | $9.16 | 506,632 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2013-03-07 | 13,890 | $7.55 | 520,522 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-03-07 | 8,100 | $16.40 | 512,422 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2013-03-07 | 2,972 | $0.00 | 2,972 | $9.16 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2013-03-07 | 13,890 | $0.00 | 13,890 | $7.55 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
11,236 | 2020-08-09 | No | 4 | M | Direct | |
7,849 | 2019-02-10 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 8,513 | Indirect | co-executor of Howard O. Woltz, Jr. Estate |
Common Stock | 365,130 | Indirect | co-trustee of trusts established by Howard O. Woltz, Jr. |
Common Stock | 21,222 | Indirect | Custodial account for minor child |
Common Stock (Restricted Stock Units) | 77,704 | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | $11.60 | 2019-08-10 | 1,545 | 22,417 | Direct | |
Common Stock | Stock Option (Right to Buy) | $9.39 | 2020-02-09 | 10,650 | 21,818 | Direct | |
Common Stock | Stock Option (Right to Buy) | $16.45 | 2023-02-12 | 20,921 | 20,921 | Direct | |
Common Stock | Stock Option (Right to Buy) | $10.23 | 2022-08-21 | 32,967 | 32,967 | Direct | |
Common Stock | Stock Option (Right to Buy) | $13.06 | 2022-02-21 | 24,752 | 24,752 | Direct | |
Common Stock | Stock Option (Right to Buy) | $10.72 | 2021-08-08 | 30,928 | 30,928 | Direct | |
Common Stock | Stock Option (Right to Buy) | $12.43 | 2021-02-08 | 25,597 | 25,597 | Direct | |
Common Stock | Stock Option (Right to Buy) | $16.69 | 2018-08-19 | 15,957 | 15,957 | Direct | |
Common Stock | Stock Option (Right to Buy) | $17.11 | 2017-02-13 | 14,395 | 14,395 | Direct | |
Common Stock | Stock Option (Right to Buy) | $20.27 | 2017-08-13 | 11,878 | 11,878 | Direct | |
Common Stock | Stock Option (Right to Buy) | $20.26 | 2016-08-14 | 6,369 | 6,369 | Direct | |
Common Stock | Stock Option (Right to Buy) | $15.64 | 2016-02-14 | 9,144 | 9,144 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2019-08-10 | 1,545 | 22,417 | Direct |
2020-02-09 | 10,650 | 21,818 | Direct |
2023-02-12 | 20,921 | 20,921 | Direct |
2022-08-21 | 32,967 | 32,967 | Direct |
2022-02-21 | 24,752 | 24,752 | Direct |
2021-08-08 | 30,928 | 30,928 | Direct |
2021-02-08 | 25,597 | 25,597 | Direct |
2018-08-19 | 15,957 | 15,957 | Direct |
2017-02-13 | 14,395 | 14,395 | Direct |
2017-08-13 | 11,878 | 11,878 | Direct |
2016-08-14 | 6,369 | 6,369 | Direct |
2016-02-14 | 9,144 | 9,144 | Direct |
Footnotes
- Options vest 1/3 annually beginning one year from grant date.
- In addition to the gifts on November 3 and November 30, 2011, this Form also reflects the beneficial interest H. O. Woltz III is deemed to hold in the estate of his father, Howard O. Woltz, Jr., and in three trusts established by his father, following the death of his father on January 2, 2011. Mr. Woltz III disclaims beneficial interest in the shares held in the estate and in trust, except to the extent of his pecuniary interest therein.