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Home > Insider Trading > Filing (0001140361-13-011579)

Filing Details

Accession Number:: 0001140361-13-011579
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-03-08 17:30:11
Reporting Period:: 2012-11-21

Filing Date:: 2013-03-08
Accepted Time:: 2013-03-08 17:30:11
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
788920	Pro Dex Inc	PDEX	Surgical & Medical Instruments & Apparatus (3841)	841261240

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1478067	John Nicholas Swenson	3033 Excelsior Boulevard, Suite 560 Minneapolis MN 55416		No	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2012-11-21	167	$1.95	532,208	No	4	L	Indirect	By AO Partners I, LP
Common Stock	Acquisiton	2012-11-26	3,004	$1.95	535,212	No	4	L	Indirect	By AO Partners I, LP
Common Stock	Acquisiton	2013-03-06	4,221	$2.00	539,433	No	4	P	Indirect	By AO Partners I, LP
Common Stock	Acquisiton	2013-03-07	9,500	$2.00	548,933	No	4	P	Indirect	By AO Partners I, LP
Common Stock	Acquisiton	2013-03-08	11,839	$2.00	560,772	No	4	P	Indirect	By AO Partners I, LP

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	L	Indirect	By AO Partners I, LP
No	4	L	Indirect	By AO Partners I, LP
No	4	P	Indirect	By AO Partners I, LP
No	4	P	Indirect	By AO Partners I, LP
No	4	P	Indirect	By AO Partners I, LP

Footnotes

The reported transaction was effected pursuant to a Rule 10b5-1 trading plan.