Filing Details
- Accession Number:
- 0001225208-13-007097
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-03-08 16:55:00
- Reporting Period:
- 2013-03-06
- Filing Date:
- 2013-03-08
- Accepted Time:
- 2013-03-08 16:55:00
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1368458 | Sally Beauty Holdings Inc. | SBH | Retail-Retail Stores, Nec (5990) | 362257936 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1200442 | J Mark Flaherty | C/O Sally Beauty Holdings, Inc. 3001 Colorado Blvd. Denton TX 76210 | Svp And Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-03-06 | 41,250 | $7.42 | 86,618 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-03-06 | 35,000 | $11.39 | 121,618 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-03-06 | 20,000 | $19.21 | 141,618 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-03-06 | 96,250 | $29.00 | 45,368 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2013-03-06 | 35,000 | $11.39 | 35,000 | $11.39 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2013-03-06 | 41,250 | $7.42 | 41,250 | $7.42 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2013-03-06 | 20,000 | $19.21 | 20,000 | $19.21 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 96,250 | 2020-10-19 | No | 4 | M | Direct | |
| 59,003 | 2019-10-21 | No | 4 | M | Direct | |
| 87,312 | 2021-10-26 | No | 4 | M | Direct |
Footnotes
- The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 sales plan adopted by the reporting person on May 28, 2012.
- The options vest annually in four equal installments beginning on October 18, 2011.
- The options vest annually in four equal installments beginning on October 20, 2010.
- The options vest annually in four equal installments beginning on October 25, 2012.
Billionaire Hedge Funds
