Filing Details

Accession Number:
0001181431-13-015712
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-03-08 16:33:33
Reporting Period:
2013-03-07
Filing Date:
2013-03-08
Accepted Time:
2013-03-08 16:33:33
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1000209 Medallion Financial Corp TAXI Finance Services (6199) 043291176
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1226951 D Henry Jackson C/O Medallion Financial Corp.
437 Madison Avenue
New York NY 10022
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-03-07 9,000 $9.24 9,000 No 4 M Direct
Common Stock Disposition 2013-03-07 9,000 $13.57 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Common Stock (right to buy) Disposition 2013-03-07 9,000 $0.00 9,000 $9.24
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2008-06-13 2018-06-13 No 4 M Direct
Footnotes
  1. One-third of the options vested on the date of the 2009 annual meeting of stockholders, one-third of the options vested on the date of the 2010 annual meeting of stockholders and the balance vested on the date of the 2011 annual meeting of stockholders. All options have fully vested.