Filing Details
- Accession Number:
- 0001181431-13-015712
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-03-08 16:33:33
- Reporting Period:
- 2013-03-07
- Filing Date:
- 2013-03-08
- Accepted Time:
- 2013-03-08 16:33:33
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1000209 | Medallion Financial Corp | TAXI | Finance Services (6199) | 043291176 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1226951 | D Henry Jackson | C/O Medallion Financial Corp. 437 Madison Avenue New York NY 10022 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-03-07 | 9,000 | $9.24 | 9,000 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-03-07 | 9,000 | $13.57 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Common Stock (right to buy) | Disposition | 2013-03-07 | 9,000 | $0.00 | 9,000 | $9.24 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2008-06-13 | 2018-06-13 | No | 4 | M | Direct |
Footnotes
- One-third of the options vested on the date of the 2009 annual meeting of stockholders, one-third of the options vested on the date of the 2010 annual meeting of stockholders and the balance vested on the date of the 2011 annual meeting of stockholders. All options have fully vested.