Filing Details
- Accession Number:
- 0001191984-13-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-03-08 16:32:04
- Reporting Period:
- 2013-03-07
- Filing Date:
- 2013-03-08
- Accepted Time:
- 2013-03-08 16:32:04
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 817473 | American Capital Ltd | ACAS | () | 521451377 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1191984 | Darin Winn | 2200 Ross Avenue Suite 4500W Dallas TX 75201 | Senior Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-03-07 | 50,633 | $3.10 | 346,590 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-03-07 | 50,633 | $14.54 | 346,590 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-03-07 | 30,588 | $2.96 | 346,590 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-03-07 | 30,588 | $14.55 | 346,590 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Options | Disposition | 2013-03-07 | 50,633 | $0.00 | 50,633 | $3.10 |
| Common Stock | Options | Disposition | 2013-03-07 | 30,588 | $0.00 | 30,588 | $2.96 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2010-07-22 | 2019-07-22 | No | 4 | M | Direct |
| 0 | 2010-08-12 | 2019-08-12 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 9,292 | Indirect | ESOP |
Footnotes
- Price reflects weighted average sales price; actual sale prices ranged from $14.55 to $14.56. The reporting person undertakes to provide, upon request by the Commission staff, the issuer or a security holder of the issuer, information regarding the number of shares sold at each separate price.
- The option vested in three equal installments beginning on July 22, 2010 .
- The option vested in three equal installments beginning on August 12, 2010.
Billionaire Hedge Funds
