Home > Insider Trading > Filing (0001225208-13-007082)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
350797	Eaton Vance Corp	EV	Investment Advice (6282)	042718215

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1402398	J Matthew Witkos	Two International Place Eaton Vance Boston MA 02110		No	No	No	Yes

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Eaton Vance Corp. Non-Voting Common Stock	Acquisiton	2013-03-08	31,986	$21.46	164,324	No	4	M	Direct
Eaton Vance Corp. Non-Voting Common Stock	Disposition	2013-03-08	31,986	$39.33	132,338	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Eaton Vance Corp. Non-Voting Common Stock	Option (right to buy)	Acquisiton	2012-12-14	24,152	$0.00	24,152	$44.14
Eaton Vance Corp. Non-Voting Common Stock	Option (right to buy)	Acquisiton	2012-12-14	26,844	$0.00	26,844	$47.23
Eaton Vance Corp. Non-Voting Common Stock	Option (right to buy)	Acquisiton	2012-12-14	90,673	$0.00	90,673	$28.69
Eaton Vance Corp. Non-Voting Common Stock	Option (right to buy)	Acquisiton	2012-12-14	135,651	$0.00	135,651	$24.46
Eaton Vance Corp. Non-Voting Common Stock	Option (right to buy)	Acquisiton	2012-12-14	111,369	$0.00	111,369	$28.23
Eaton Vance Corp. Non-Voting Common Stock	Option (right to buy)	Acquisiton	2012-12-14	41,516	$0.00	41,516	$27.50
Eaton Vance Corp. Non-Voting Common Stock	Option (right to buy)	Acquisiton	2012-12-14	45,696	$0.00	45,696	$21.46
Eaton Vance Corp. Non-Voting Common Stock	Option (right to buy)	Disposition	2013-03-08	31,986	$0.00	31,986	$21.46

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
24,152	2017-07-11	No	5	A	Direct
26,844	2017-11-01	No	5	A	Direct
90,673	2020-11-01	No	5	A	Direct
135,651	2021-11-01	No	5	A	Direct
111,369	2022-11-01	No	5	A	Direct
41,516	2019-11-02	No	5	A	Direct
45,696	2018-11-03	No	5	A	Direct
13,710	2018-11-03	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Voting Trust Receipt	18,623	Direct
Eaton Vance Corp. Common Stock (Voting)	18,623	Indirect	By Voting Trust

Footnotes

Granted on July 11, 2007 these options vest over a 5 year period starting in 2008 in increments of 10%, 15%, 20%, 25%, and 30%
Granted on November 1, 2007 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
These options were granted on November 1, 2010 and vest over a 5 year period in increments of 10%,15%,20%,25% and 30%.
Granted on November 1, 2011 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, an 30%.
Granted on November 1, 2012 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%.
Granted on November 2, 2009, these options vest over a 5 year period in increments of 10%, 15%, 20,%, 25% and 30%.
Granted on November 3, 2008 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.