Filing Details
- Accession Number:
- 0001412665-13-000032
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-03-08 15:36:14
- Reporting Period:
- 2013-03-08
- Filing Date:
- 2013-03-08
- Accepted Time:
- 2013-03-08 15:36:14
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1412665 | Midwestone Financial Group Inc. | MOFG | State Commercial Banks (6022) | 421206172 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1054251 | S Charles Howard | 102 S. Clinton Street P.o. Box 1700 Iowa City IA 52244-1700 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2013-03-08 | 220 | $22.70 | 91,146 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-03-08 | 980 | $22.50 | 90,166 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-03-08 | 500 | $22.80 | 89,666 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-03-08 | 400 | $22.81 | 89,266 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-03-08 | 100 | $22.82 | 89,166 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-03-08 | 200 | $22.82 | 88,966 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-03-08 | 100 | $22.91 | 88,866 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-03-08 | 100 | $22.91 | 88,766 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-03-08 | 300 | $22.90 | 88,466 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-03-08 | 700 | $22.88 | 87,766 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 75,800 | Indirect | By Spouse |
| Common Stock | 27,827 | Indirect | By ESOP |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | $19.75 | 2013-12-31 | 6,982 | 6,982 | Direct | |
| Common Stock | Stock Option | $21.94 | 2014-04-21 | 6,649 | 6,649 | Direct | |
| Common Stock | Stock Option | $18.71 | 2014-04-21 | 2,849 | 2,849 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2013-12-31 | 6,982 | 6,982 | Direct |
| 2014-04-21 | 6,649 | 6,649 | Direct |
| 2014-04-21 | 2,849 | 2,849 | Direct |
Footnotes
- Shares held in MidWestOne Financial Group, Inc. Employee Stock Ownership Plan and allocated to the reporting person's account through March 7, 2013. Number of shares held has increased by 153 shares since the reporting person's last Form filing due to allocations to his account.
- Fully vested.
Billionaire Hedge Funds
