Filing Details
- Accession Number:
- 0001144204-13-013905
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-03-08 13:51:45
- Reporting Period:
- 2013-03-06
- Filing Date:
- 2013-03-08
- Accepted Time:
- 2013-03-08 13:51:45
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
911148 | Cadus Corp | KDUS | Biological Products, (No Disgnostic Substances) (2836) | 133660391 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1377817 | Moab Capital Partners Llc | 152 East 62Nd Street New York NY 10065 | No | No | Yes | No | |
1393832 | Michael Rothenberg | 152 East 62Nd Street New York NY 10065 | No | No | Yes | No | |
1393833 | Moab Gp Llc | 152 East 62Nd Street New York NY 10065 | No | No | Yes | No | |
1393834 | Moab Partners Lp | 152 East 62Nd Street New York NY 10065 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-03-06 | 250,000 | $1.43 | 1,469,350 | No | 4 | S | Indirect | Performance related fees |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | Performance related fees |
Footnotes
- The securities are owned directly by Moab Partners, L.P. (the "Fund"). Moab Capital Partners, LLC ("Moab LLC") is the investment adviser to the Fund and may be deemed to beneficially own the securities under Section 13(d) of the Securities Exchange Act of 1934 (the "Exchange Act") . Moab GP, LLC ("Moab GP") is the general partner of the Fund and may be deemed to beneficially own the securities under Section 13(d) of the Exchange Act. Michael M. Rothenberg is the Managing Member of Moab LLC and Moab GP and may also be deemed to beneficially own the securities under Section 13(d) of the Exchange Act. Moab LLC, Moab GP and Mr. Rothenberg disclaim beneficial ownership of the securities for purposes of Section 16 of the Exchange Act, except the extent of their pecuniary interest in the securities.