Filing Details

Accession Number:
0000938775-13-000005
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-03-07 21:35:31
Reporting Period:
2013-03-04
Filing Date:
2013-03-07
Accepted Time:
2013-03-07 21:35:31
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1046568 Career Education Corp CECO Services-Educational Services (8200) 363932190
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
847243 Richard C Blum & Associates Inc 909 Montgomery Street
Suite 400
San Francisco CA 94133
No No Yes No
938775 Blum Capital Partners Lp 909 Montgomery Street
Suite 400
San Francisco CA 94133
No No Yes No
1327007 Blum Strategic Gp Iii, L.l.c. 909 Montgomery Street
Suite 400
San Francisco CA 94133
No No Yes No
1420349 Blum Strategic Gp Iv, L.l.c. 909 Montgomery Street
Suite 400
San Francisco CA 94133
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-03-04 11,600 $2.76 48,994 No 4 S Direct
Common Stock Disposition 2013-03-05 2,900 $2.70 46,094 No 4 S Direct
Common Stock Disposition 2013-03-06 5,500 $2.57 40,594 No 4 S Direct
Common Stock Disposition 2013-03-07 10,200 $2.61 30,394 No 4 S Direct
Common Stock Disposition 2013-03-04 241,600 $2.76 6,362,496 No 4 S Direct
Common Stock Disposition 2013-03-05 60,800 $2.70 6,301,696 No 4 S Direct
Common Stock Disposition 2013-03-06 115,700 $2.57 6,185,996 No 4 S Direct
Common Stock Disposition 2013-03-07 213,800 $2.61 5,972,196 No 4 S Direct
Common Stock Disposition 2013-03-04 243,800 $2.76 6,422,793 No 4 S Direct
Common Stock Disposition 2013-03-05 61,440 $2.70 6,361,353 No 4 S Direct
Common Stock Disposition 2013-03-06 116,860 $2.57 6,244,493 No 4 S Direct
Common Stock Disposition 2013-03-07 215,800 $2.61 6,028,693 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 192 Direct
Common Stock 17,936 Direct
Footnotes
  1. These shares are directly owned by Richard C. Blum & Associates, Inc. ("RCBA Inc.").
  2. These shares are owned directly by Blum Capital Partners, L.P. ("Blum LP"). They may be deemed to be owned indirectly by RCBA Inc., as described in Note (4). RCBA Inc. disclaims beneficial ownership of these shares, except to the extent of any pecuniary interest therein.
  3. These shares are owned directly by BK Capital Partners IV, L.P.
  4. These shares may be deemed to be owned indirectly by the following parties: (i) Blum LP, the general partner of the limited partnerships described in Notes (3) and (4); and (ii) RCBA Inc., the general partner of Blum LP. Blum LP and RCBA Inc. disclaim beneficial ownership of these shares, except to the extent of any pecuniary interest therein.
  5. These shares are owned directly by Blum Strategic Partners III, L.P. ("Strategic III"). The shares also may be deemed to be owned indirectly by (i) Blum Strategic GP III, L.P. ("Blum GP III LP"), the general partner of Strategic III, and (ii) Blum Strategic GP III, L.L.C. ("Blum GP III"), the general partner of Blum GP III LP. Both Blum GP III LP and Blum GP III disclaim beneficial ownership of these shares, except to the extent of any pecuniary interest therein.
  6. These shares are owned directly by Blum Strategic Partners IV, L.P. ("Strategic IV"). The shares also may be deemed to be owned indirectly by (i) Blum Strategic GP IV, L.P. ("Blum GP IV LP"), the general partner of Strategic IV, and (ii) Blum Strategic GP IV, L.L.C. ("Blum GP IV"), the general partner of Blum GP IV LP. Both Blum GP IV LP and Blum GP IV disclaim beneficial ownership of these shares, except to the extent of any pecuniary interest therein.