Filing Details
- Accession Number:
- 0001140361-13-011398
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-03-07 21:31:18
- Reporting Period:
- 2013-03-05
- Filing Date:
- 2013-03-07
- Accepted Time:
- 2013-03-07 21:31:18
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 865752 | Monster Beverage Corp | MNST | Bottled & Canned Soft Drinks & Carbonated Waters (2086) | 391679918 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1284353 | C Rodney Sacks | Monster Beverage Corporation 550 Monica Circle, Suite 201 Corona CA 92880 | Chairman And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-01-08 | 50,512 | $0.00 | 1,828,035 | No | 5 | G | Direct | |
| Common Stock | Disposition | 2013-02-14 | 4,000 | $0.00 | 1,824,035 | No | 5 | G | Direct | |
| Common Stock | Disposition | 2013-03-05 | 143,903 | $49.21 | 1,680,132 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-03-05 | 6,097 | $49.88 | 1,674,035 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-03-06 | 169,647 | $48.70 | 1,504,388 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-03-06 | 353 | $49.24 | 1,504,035 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-03-07 | 139,752 | $48.23 | 1,364,283 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | G | Direct | |
| No | 5 | G | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,931,856 | Indirect | By Brandon Limited Partnership No. 1 |
| Common Stock | 9,815,648 | Indirect | By Brandon Limited Partnership No. 2 |
| Common Stock | 1,415,732 | Indirect | By HRS Holdings, L.P. |
| Common Stock | 6,305,140 | Indirect | By Hilrod Holdings, L.P. |
| Common Stock | 184,924 | Indirect | By Hilrod Holdings IV, L.P. |
| Common Stock | 71,428 | Indirect | By Hilrod Holdings V, L.P. |
| Common Stock | 257,900 | Indirect | By Hilrod Holdings VI, L.P. |
| Common Stock | 40,072 | Indirect | By Hilrod Holdings VII, L.P. |
| Common Stock | 189,528 | Indirect | By Hilrod Holdings VIII, L.P. |
| Common Stock | 482,196 | Indirect | By Hilrod Holdings IX, L.P. |
| Common Stock | 92,332 | Indirect | By Hilrod Holdings X, L.P. |
| Common Stock | 186,636 | Indirect | By Hilrod Holdings XI, L.P. |
| Common Stock | 170,356 | Indirect | By Hilrod Holdings XII, L.P. |
| Common Stock | 77,121 | Indirect | By RCS 2009 GRAT #2 |
| Common Stock | 56,020 | Indirect | By RCS Direct 2010 GRAT |
| Common Stock | 11,996 | Indirect | By RCS Direct 2010 GRAT #2 |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | $3.29 | 2015-03-23 | 2,400,000 | 1,904,890 | Direct | |
| Common Stock | Employee Stock Option (right to buy) | $8.44 | 2015-11-11 | 1,200,000 | 960,000 | Direct | |
| Common Stock | Employee Stock Option (right to buy) | $15.86 | 2018-06-02 | 800,000 | 326,304 | Direct | |
| Common Stock | Employee Stock Option (right to buy) | $17.82 | 2019-12-01 | 500,000 | 300,000 | Direct | |
| Common Stock | Restricted Stock Units | $0.00 | 261,000 | 174,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2015-03-23 | 2,400,000 | 1,904,890 | Direct |
| 2015-11-11 | 1,200,000 | 960,000 | Direct |
| 2018-06-02 | 800,000 | 326,304 | Direct |
| 2019-12-01 | 500,000 | 300,000 | Direct |
| 261,000 | 174,000 | Direct |
Footnotes
- Represents shares transferred from an existing grantor retained trust to the reporting person as the proceeds of in-kind annuity payments from such existing grantor retained trust.
- Represents a gift of such shares to a charity pursuant to Rule 16b-5.
- All sales of Common Stock reported in this Form 4 were transacted by the Reporting Person for tax planning reasons.
- This transaction was executed in multiple trades at prices ranging from $48.76 to $49.76. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $49.7675 to $50.01. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $48.2225 to $49.2125. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $49.23 to $49.25. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $48.00 to $48.91. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The reporting person is one of the general partners of each of Brandon Limited Partnership No. 1, Brandon Limited Partnership No. 2, HRS Holdings, L.P., Hilrod Holdings, L.P., Hilrod Holdings IV, L.P., Hilrod Holdings V, L.P., Hilrod Holdings VI, L.P., Hilrod Holdings VII, L.P., Hilrod Holdings VIII, L.P., Hilrod Holdings IX, L.P., Hilrod Holdings X, L.P., Hilrod Holdings XI, L.P., and Hilrod Holdings XII, L.P. The reporting person is the trustee of each of RCS 2009 GRAT #2, RCS Direct 2010 GRAT and RCS Direct 2010 GRAT #2.
- The options are currently vested.
- The options are currently vested with respect to 166,304 shares. The remaining options vest on June 2, 2013.
- The options are vested with respect to 100,000 shares. The remaining options vest in two equal installments on December 1, 2013 and 2014.
- The restricted stock units were granted under the Monster Beverage Corporation 2011 Omnibus Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of the Company's common stock as of the vesting date.
- The remaining restricted stock units vest in two equal installments on September 1, 2013 and 2014.
- Not applicable.
Billionaire Hedge Funds
