Filing Details
- Accession Number:
- 0001181431-13-015451
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-03-07 18:49:21
- Reporting Period:
- 2013-03-05
- Filing Date:
- 2013-03-07
- Accepted Time:
- 2013-03-07 18:49:21
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1410636 | American Water Works Company Inc. | AWK | Water Supply (4941) | 510063696 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1448513 | R John Bigelow | 1025 Laurel Oak Road Voorhees 08043 | Svp, Business Services | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-03-05 | 23,827 | $20.70 | 41,657 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-03-05 | 19,507 | $22.31 | 61,164 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-03-05 | 43,334 | $40.20 | 17,830 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-03-05 | 23,827 | $0.00 | 23,827 | $20.70 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-03-05 | 19,507 | $0.00 | 19,507 | $22.31 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 59,169 | 2015-12-31 | No | 4 | M | Direct | |
| 39,662 | 2016-12-31 | No | 4 | M | Direct |
Footnotes
- The Option Award granted on February 20, 2009, representing a right to purchase 23,827 shares, became exercisable in thirds on January 1, 2010, January 1, 2011 and January 1, 2012.
- The Option Award granted on February 25, 2010, representing a right to purchase 19,507 shares, became exercisable in thirds on January 1, 2011, January 1, 2012 and January 1, 2013.
Billionaire Hedge Funds
