Filing Details
- Accession Number:
- 0001181431-13-015450
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-03-07 18:48:40
- Reporting Period:
- 2013-03-05
- Filing Date:
- 2013-03-07
- Accepted Time:
- 2013-03-07 18:48:40
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1410636 | American Water Works Company Inc. | AWK | Water Supply (4941) | 510063696 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1487727 | K David Baker | 1025 Laurel Oak Road Voorhees NJ 08043 | President, Nj American Water | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-03-05 | 10,586 | $22.26 | 18,839 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-03-05 | 9,338 | $27.08 | 28,177 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-03-05 | 19,924 | $40.49 | 8,253 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-03-05 | 10,586 | $0.00 | 10,586 | $22.26 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-03-05 | 9,338 | $0.00 | 9,338 | $27.08 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 33,845 | 2016-12-31 | No | 4 | M | Direct | |
| 24,507 | 2017-12-31 | No | 4 | M | Direct |
Footnotes
- The Option Award granted on February 26, 2010, representing a right to purchase 15,203 shares, vested in thirds on January 1, 2011, January 1, 2012 and January 1, 2013.
- The Option Award granted on February 24, 2011, representating a right to purchase 14,008 shares, vests in thirds on January 1, 2012, January 1, 2013 and January 1, 2014.
Billionaire Hedge Funds
