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Filing Details

Accession Number:: 0001209191-13-014974
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-03-07 17:02:12
Reporting Period:: 2013-03-05

Filing Date:: 2013-03-07
Accepted Time:: 2013-03-07 17:02:12
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
892553	Chart Industries Inc	GTLS	Fabricated Plate Work (Boiler Shops) (3443)	341712937

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1082785	F Michael Biehl	One Infinity Corporate Centre Drive Garfield Heights OH 44125	Executive Vp, Cfo & Treasurer	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock, Par Value $0.01 Per Share	Acquisiton	2013-03-05	2,438	$11.00	15,572	No	4	M	Direct
Common Stock, Par Value $0.01 Per Share	Disposition	2013-03-05	2,438	$78.65	13,134	No	4	S	Direct
Common Stock, Par Value $0.01 Per Share	Acquisiton	2013-03-05	2,750	$17.03	15,884	No	4	M	Direct
Common Stock, Par Value $0.01 Per Share	Disposition	2013-03-05	2,750	$78.65	13,134	No	4	S	Direct
Common Stock, Par Value $0.01 Per Share	Acquisiton	2013-03-05	1,810	$36.45	14,944	No	4	M	Direct
Common Stock, Par Value $0.01 Per Share	Disposition	2013-03-05	1,810	$82.00	13,134	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (Right to Buy)	Disposition	2013-03-05	2,438	$0.00	2,438	$11.00
Common Stock	Stock Option (Right to Buy)	Disposition	2013-03-05	2,750	$0.00	5,500	$17.03
Common Stock	Stock Option (Right to Buy)	Disposition	2013-03-05	1,810	$0.00	5,430	$36.45

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2019-01-02	No	4	M	Direct
2,750	2020-01-04	No	4	M	Direct
3,620	2021-01-03	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock, Par Value $0.01 Per Share	15,500	Indirect	By spouse as Trustee for the Eileen M. Biehl Declaration of Trust

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Stock Option (Right to Buy)	$55.93	2022-01-03	5,840	5,840	Direct
Common Stock	Restricted Stock Unit	$0.00	2015-01-03	2,410	2,410	Direct
Common Stock	Stock Option (Right to Buy)	$68.21	2023-01-02	4,800	4,800	Direct
Common Stock	Restricted Stock Unit	$0.00	2016-01-02	2,870	2,870	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2022-01-03	5,840	5,840	Direct
2015-01-03	2,410	2,410	Direct
2023-01-02	4,800	4,800	Direct
2016-01-02	2,870	2,870	Direct

Footnotes

947 shares of the total amount beneficially owned were granted on January 3, 2011, pursuant to a restricted stock award agreement under the Chart Industries, Inc. 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3 and remain subject to restriction. The restricted stock awards vest in equal installments on each of the first three anniversaries of the date of grant.
Price reported constitutes the average weighted price of shares sold. Shares were sold in the range of $78.64 - $78.66. The reporting person hereby undertakes, upon request by the Commission staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
No transaction is being reported on this line. Reported on a previously filed Form 4 or Form 5.
The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the benficial owner of these securities for purposes of Section 16 or for any other purpose.
These options were granted on January 2, 2009 pursuant to the Chart Industries, Inc. Amended and Restated 2005 Stock Incentive Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.
These options were granted on January 4, 2010 pursuant to the Chart Industries, Inc. 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.
These options were granted on January 3, 2011 pursuant to the Chart Industries, Inc. 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.
These options were granted on January 3, 2012 pursuant to the Chart Industries, Inc. 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.
These securities, which are referred to by the Company as Leveraged Restricted Share Units (LRSUs), were granted on January 3, 2012 pursuant to a Leveraged Restricted Share Unit Agreement under the Chart Industries, Inc. 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. Shares of Company common stock will be issued following the vesting of the LRSUs on the third anniversary of the date of grant. The minimum number of shares of Company common stock that will be issued at payment is 50% of the grant amount of LRSUs, and the maximum number of shares of Company common stock that will be issued at payment is 150% of the grant amount of LRSUs.
These options were granted on January 2, 2013 pursuant to the Chart Industries, Inc. Amended and Restated 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.
These securities, which are referred to by the Company as Leveraged Restricted Share Units (LRSUs), were granted on January 2, 2013 pursuant to a Leveraged Restricted Share Unit Agreement under the Chart Industries, Inc. Amended and Restated 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. Shares of Company common stock will be issued following the vesting of the LRSUs on the third anniversary of the date of grant. The minimum number of shares of Company common stock that will be issued at payment is 50% of the grant amount of LRSUs, and the maximum number of shares of Company common stock that will be issued at payment is 150% of the grant amount of LRSUs.