Filing Details
- Accession Number:
- 0001209191-13-014969
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-03-07 16:53:50
- Reporting Period:
- 2013-03-07
- Filing Date:
- 2013-03-07
- Accepted Time:
- 2013-03-07 16:53:50
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1172480 | Santarus Inc | SNTS | Pharmaceutical Preparations (2834) | 330734433 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1060255 | E Michael Herman | C/O Santarus, Inc. 3611 Valley Centre Drive #400 San Diego CA 92130 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-03-07 | 15,000 | $3.00 | 90,000 | No | 4 | M | Indirect | By Family Limited Partnership |
| Common Stock | Acquisiton | 2013-03-07 | 25,000 | $3.33 | 115,000 | No | 4 | M | Indirect | By Family Limited Partnership |
| Common Stock | Disposition | 2013-03-07 | 40,000 | $15.28 | 75,000 | No | 4 | S | Indirect | By Family Limited Partnership |
| Common Stock | Disposition | 2013-03-07 | 5,000 | $15.16 | 16,000 | No | 4 | S | Indirect | By Vail Fishing Partners |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Indirect | By Family Limited Partnership |
| No | 4 | M | Indirect | By Family Limited Partnership |
| No | 4 | S | Indirect | By Family Limited Partnership |
| No | 4 | S | Indirect | By Vail Fishing Partners |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (right to buy) | Disposition | 2013-03-07 | 15,000 | $0.00 | 15,000 | $3.00 |
| Common Stock | Stock Options (right to buy) | Disposition | 2013-03-07 | 25,000 | $0.00 | 25,000 | $3.33 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 3,000 | 2005-06-09 | 2015-06-09 | No | 4 | M | Indirect |
| 7,000 | 2011-03-10 | 2021-03-10 | No | 4 | M | Indirect |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 52,142 | Indirect | By Family Trust |
| Common Stock | 4,400 | Indirect | By Spouse |
Footnotes
- By the Herman Family Trading Company.
- The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.07 to $15.57. The reporting person undertakes to provide to Santarus, Inc., any security holder of Santarus, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
- The price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $15.161 to $15.2101. The reporting person undertakes to provide to Santarus, Inc., any security holder of Santarus, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within this range.
- The reporting person is a general partner.
- By The Michael E. Herman Revocable Trust.
- The reporting person disclaims beneficial ownership of these shares, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or any other purpose.
- 1/12 vest monthly from 6/9/05.
- Not applicable to this transaction.
- 1/12 vest monthly from 03/10/2011.
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